VII. THE PSYCHOLOGY OF
THE DREAM PROCESSES (continued)
C. The Wish-Fulfilment
The dream of the burning child (cited
above) affords us a welcome opportunity for appreciating the
difficulties confronting the theory of wish-fulfilment. That a dream
should be nothing but a wish-fulfilment must undoubtedly seem strange to
us all- and not only because of the contradiction offered by the
anxiety-dream. Once our first analyses had given us the enlightenment
that meaning and psychic value are concealed behind our dreams, we could
hardly have expected so unitary a determination of this meaning.
According to the correct but summary definition of Aristotle, the dream
is a continuation of thinking in sleep. Now if, during the day, our
thoughts perform such a diversity of psychic acts- judgments,
conclusions, the answering of objections, expectations, intentions,
etc.- why should they be forced at night to confine themselves to the
production of wishes only? Are there not, on the contrary, many dreams
that present an altogether different psychic act in dream-form- for
example, anxious care- and is not the father's unusually transparent
dream of the burning child such a dream? From the gleam of light that
falls upon his eyes while he is asleep the father draws the apprehensive
conclusion that a candle has fallen over and may be burning the body; he
transforms this conclusion into a dream by embodying it in an obvious
situation enacted in the present tense. What part is played in this
dream by the wish-fulfilment? And how can we possibly mistake the
predominance of the thought continued from the waking state or evoked by
the new sensory impression?
All these considerations are justified,
and force us to look more closely into the role of the wish-fulfilment
in dreams, and the significance of the waking thoughts continued in
sleep.
It is precisely the wish-fulfilment that
has already caused us to divide all dreams into two groups. We have
found dreams which were plainly wish-fulfilments; and others in which
the wish- fulfilment was unrecognizable and was often concealed by every
available means. In this latter class of dreams we recognized the
influence of the dream-censorship. The undisguised wish-dreams were
found chiefly in children; short, frank wish-dreams seemed (I purposely
emphasize this word) to occur also in adults.
We may now ask whence in each case does
the wish that is realized in the dream originate? But to what opposition
or to what diversity do we relate this whence? I think to the opposition
between conscious daily life and an unconscious psychic activity which
is able to make itself perceptible only at night. I thus, find a
threefold possibility for the origin of a wish. Firstly, it may have
been excited during the day, and owing to external circumstances may
have remained unsatisfied; there is thus left for the night an
acknowledged and unsatisfied wish. Secondly, it may have emerged during
the day, only to be rejected; there is thus left for the night an
unsatisfied but suppressed wish. Thirdly, it may have no relation to
daily life, but may belong to those wishes which awake only at night out
of the suppressed material in us. If we turn to our scheme of the
psychic apparatus, we can localize a wish of the first order in the
system Pcs. We may assume that a wish of the second order has been
forced back from the Pcs system into the Ucs system, where alone, if
anywhere, can it maintain itself; as for the wish- impulse of the third
order, we believe that it is wholly incapable of leaving the Ucs system.
Now, have the wishes arising from these different sources the same value
for the dream, the same power to incite a dream?
On surveying the dreams at our disposal
with a view to answering this question, we are at once moved to add as a
fourth source of the dream-wish the actual wish-impetus which arises
during the night (for example, the stimulus of thirst, and sexual
desire). It then seems to us probable that the source of the dream-wish
does not affect its capacity to incite a dream. I have in mind the dream
of the child who continued the voyage that had been interrupted during
the day, and the other children's dreams cited in the same chapter; they
are explained by an unfulfilled but unsuppressed wish of the daytime.
That wishes suppressed during the day assert themselves in dreams is
shown by a great many examples. I will mention a very simple dream of
this kind. A rather sarcastic lady, whose younger friend has become
engaged to be married, is asked in the daytime by her acquaintances
whether she knows her friend's fiance, and what she thinks of him. She
replies with unqualified praise, imposing silence on her own judgment,
although she would have liked to tell the truth, namely, that he is a
commonplace fellow- one meets such by the dozen (Dutzendmensch). The
following night she dreams that the same question is put to her, and
that she replies with the formula: "In case of subsequent orders, it
will suffice to mention the reference number." Finally, as the result of
numerous analyses, we learn that the wish in all dreams that have been
subject to distortion has its origin in the unconscious, and could not
become perceptible by day. At first sight, then, it seems that in
respect of dream-formation all wishes are of equal value and equal
power.
I cannot prove here that this is not
really the true state of affairs, but I am strongly inclined to assume a
stricter determination of the dream-wish. Children's dreams leave us in
no doubt that a wish unfulfilled during the day may instigate a dream.
But we must not forget that this is, after all, the wish of a child;
that it is a wish-impulse of the strength peculiar to childhood. I very
much doubt whether a wish unfulfilled in the daytime would suffice to
create a dream in an adult. It would rather seem that, as we learn to
control our instinctual life by intellection, we more and more renounce
as unprofitable the formation or retention of such intense wishes as are
natural to childhood. In this, indeed, there may be individual
variations; some retain the infantile type of the psychic processes
longer than others; just as we find such differences in the gradual
decline of the originally vivid visual imagination. In general, however,
I am of the opinion that unfulfilled wishes of the day are insufficient
to produce a dream in adults. I will readily admit that the
wish-impulses originating in consciousness contribute to the instigation
of dreams, but they probably do no more. The dream would not occur if
the preconscious wish were not reinforced from another source.
That source is the unconscious. I believe
that the conscious wish becomes effective in exciting a dream only when
it succeeds in arousing a similar unconscious wish which reinforces it.
From the indications obtained in the psychoanalysis of the neuroses, I
believe that these unconscious wishes are always active and ready to
express themselves whenever they find an opportunity of allying
themselves with an impulse from consciousness, and transferring their
own greater intensity to the lesser intensity of the latter. * It must,
therefore, seem that the conscious wish alone has been realized in the
dream; but a slight peculiarity in the form of the dream will put us on
the track of the powerful ally from the unconscious. These ever-active
and, as it were, immortal wishes of our unconscious recall the legendary
Titans who, from time immemorial, have been buried under the mountains
which were once hurled upon them by the victorious gods, and even now
quiver from time to time at the convulsions of their mighty limbs. These
wishes, existing in repression, are themselves of infantile origin, as
we learn from the psychological investigation of the neuroses. Let me,
therefore, set aside the view previously expressed, that it matters
little whence the dream-wish originates, and replace it by another,
namely: the wish manifested in the dream must be an infantile wish. In
the adult it originates in the Ucs, while in the child, in whom no
division and censorship exist as yet between the Pcs and Ucs, or in whom
these are only in process of formation, it is an unfulfilled and
unrepressed wish from the waking state. I am aware that this conception
cannot be generally demonstrated, but I maintain that it can often be
demonstrated even where one would not have suspected it, and that it
cannot be generally refuted. -
* They share this character of
indestructibility with all other psychic acts that are really
unconscious- that is, with psychic acts belonging solely to the system
Ucs. These paths are opened once and for all; they never fall into
disease; they conduct the excitation process to discharge as often as
they are charged again with unconscious excitation. To speak
metaphorically, they suffer no other form of annihilation than did the
shades of the lower regions in the Odyssey, who awoke to new life the
moment they drank blood. The processes depending on the preconscious
system are destructible in quite another sense. The psychotherapy of the
neuroses is based on this difference.
In dream-formation, the wish-impulses
which are left over from the conscious waking life are, therefore, to be
relegated to the background. I cannot admit that they play any part
except that attributed to the material of actual sensations during sleep
in relation to the dream-content. If I now take into account those other
psychic instigations left over from the waking life of the day, which
are not wishes, I shall merely be adhering to the course mapped out for
me by this line of thought. We may succeed in provisionally disposing of
the energetic cathexis of our waking thoughts by deciding to go to
sleep. He is a good sleeper who can do this; Napoleon I is reputed to
have been a model of this kind. But we do not always succeed in doing
it, or in doing it completely. Unsolved problems, harassing cares,
overwhelming impressions, continue the activity of our thought even
during sleep, maintaining psychic processes in the system which we have
termed the preconscious. The thought-impulses continued into sleep may
be divided into the following groups:
1. Those which have not been completed
during the day, owing to some accidental cause.
2. Those which have been left uncompleted
because our mental powers have failed us, i.e., unsolved problems.
3. Those which have been turned back and
suppressed during the day. This is reinforced by a powerful fourth
group:
4. Those which have been excited in our
Ucs during the day by the workings of the Pcs; and finally we may add a
fifth, consisting of:
5. The indifferent impressions of the
day, which have therefore been left unsettled.
We need not underrate the psychic
intensities introduced into sleep by these residues of the day's waking
life, especially those emanating from the group of the unsolved issues.
It is certain that these excitations continue to strive for expression
during the night, and we may assume with equal certainty that the state
of sleep renders impossible the usual continuance of the process of
excitation in the preconscious and its termination in becoming
conscious. In so far as we can become conscious of our mental processes
in the ordinary way, even during the night, to that extent we are simply
not asleep. I cannot say what change is produced in the Pcs system by
the state of sleep, * but there is no doubt that the psychological
characteristics of sleep are to be sought mainly in the cathectic
changes occurring just in this system, which dominates, moreover, the
approach to motility, paralysed during sleep. On the other hand, I have
found nothing in the psychology of dreams to warrant the assumption that
sleep produces any but secondary changes in the conditions of the Ucs
system. Hence, for the nocturnal excitations in the Pcs there remains no
other path than that taken by the wish-excitations from the Ucs; they
must seek reinforcement from the Ucs, and follow the detours of the
unconscious excitations. But what is the relation of the preconscious
day-residues to the dream? There is no doubt that they penetrate
abundantly into the dream; that they utilize the dream-content to
obtrude themselves upon consciousness even during the night; indeed,
they sometimes even dominate the dream-content, and impel it to continue
the work of the day; it is also certain that the day-residues may just
as well have any other character as that of wishes. But it is highly
instructive, and for the theory of wish-fulfilment of quite decisive
importance, to see what conditions they must comply with in order to be
received into the dream.
* I have endeavoured to penetrate farther
into the relations of the sleeping state and the conditions of
hallucination in my essay, "Metapsychological Supplement to the Theory
of Dreams," Collected Papers, IV, p. 137.
Let us pick out one of the dreams cited
above, e.g., the dream in which my friend Otto seems to show the
symptoms of Basedow's disease (chapter V., D). Otto's appearance gave me
some concern during the day, and this worry, like everything else
relating to him, greatly affected me. I may assume that this concern
followed me into sleep. I was probably bent on finding out what was the
matter with him. During the night my concern found expression in the
dream which I have recorded. Not only was its content senseless, but it
failed to show any wish-fulfilment. But I began to search for the source
of this incongruous expression of the solicitude felt during the day,
and analysis revealed a connection. I identified my friend Otto with a
certain Baron L and myself with a Professor R. There was only one
explanation of my being impelled to select just this substitute for the
day- thought. I must always have been ready in the Ucs to identify
myself with Professor R, as this meant the realization of one of the
immortal infantile wishes, viz., the wish to become great. Repulsive
ideas respecting my friend, ideas that would certainly have been
repudiated in a waking state, took advantage of the opportunity to creep
into the dream; but the worry of the day had likewise found some sort of
expression by means of a substitute in the dream-content. The
day-thought, which was in itself not a wish, but on the contrary a
worry, had in some way to find a connection with some infantile wish,
now unconscious and suppressed, which then allowed it- duly dressed up-
to arise for consciousness. The more domineering the worry the more
forced could be the connection to be established; between the content of
the wish and that of the worry there need be no connection, nor was
there one in our example.
It would perhaps be appropriate, in
dealing with this problem, to inquire how a dream behaves when material
is offered to it in the dream-thoughts which flatly opposes a wish-fulfilment;
such as justified worries, painful reflections and distressing
realizations. The many possible results may be classified as follows:
(a) The dream-work succeeds in replacing all painful ideas by contrary
ideas. and suppressing the painful affect belonging to them. This, then,
results in a pure and simple satisfaction-dream, a palpable wish-fulfilment,
concerning which there is nothing more to be said. (b) The painful ideas
find their way into the manifest dream-content, more or less modified,
but nevertheless quite recognizable. This is the case which raises
doughts about the wish-theory of dreams, and thus calls for further
investigation. Such dreams with a painful content may either be
indifferent in feeling, or they may convey the whole painful affect,
which the ideas contained in them seem to justify, or they may even lead
to the development of anxiety to the point of waking.
Analysis then shows that even these
painful dreams are wish- fulfilments. An unconscious and repressed wish,
whose fulfilment could only be felt as painful by the dreamer's ego, has
seized the opportunity offered by the continued cathexis of painful day-
residues, has lent them its support, and has thus made them capable of
being dreamed. But whereas in case (a) the unconscious wish coincided
with the conscious one, in case (b) the discord between the unconscious
and the conscious- the repressed material and the ego- is revealed, and
the situation in the fairy-tale, of the three wishes which the fairy
offers to the married couple, is realized (see p. 534 below). The
gratification in respect of the fulfilment of the repressed wish may
prove to be so great that it balances the painful affects adhering to
the day-residues; the dream is then indifferent in its affective tone,
although it is on the one hand the fulfilment of a wish, and on the
other the fulfilment of a fear. Or it may happen that the sleeper's ego
plays an even more extensive part in the dream-formation, that it reacts
with violent resentment to the accomplished satisfaction of the
repressed wish, and even goes so far as to make an end of the dream by
means of anxiety. It is thus not difficult to recognize that dreams of
pain and anxiety are, in accordance with our theory, just as much wish-fulfilments
as are the straightforward dreams of gratification.
Painful dreams may also be punishment
dreams. It must be admitted that the recognition of these dreams adds
something that is, in a certain sense, new to the theory of dreams. What
is fulfilled by them is once more an unconscious wish- the wish for the
punishment of the dreamer for a repressed, prohibited wish- impulse. To
this extent, these dreams comply with the requirement here laid down:
that the motive-power behind the dream-formation must be furnished by a
wish belonging to the unconscious. But a finer psychological dissection
allows us to recognize the difference between this and the other
wish-dreams. In the dreams of group (b) the unconscious dream-forming
wish belonged to the repressed material. In the punishment-dreams it is
likewise an unconscious wish, but one which we must attribute not to the
repressed material but to the ego.
Punishment-dreams point, therefore, to
the possibility of a still more extensive participation of the ego in
dream-formation. The mechanism of dream-formation becomes indeed in
every way more transparent if in place of the antithesis conscious and
unconscious, we put the antithesis: ego and repressed. This, however,
cannot be done without taking into account what happens in the
psychoneuroses, and for this reason it has not been done in this book.
Here I need only remark that the occurrence of punishment-dreams is not
generally subject to the presence of painful day-residues. They
originate, indeed, most readily if the contrary is true, if the thoughts
which are day-residues are of a gratifying nature, but express illicit
gratifications. Of these thoughts nothing, then, finds its way into the
manifest dream except their contrary, just as was the case in the dreams
of group (a). Thus it would be the essential characteristic of
punishment-dreams that in them it is not the unconscious wish from the
repressed material (from the system Ucs) that is responsible for
dream-formation but the punitive wish reacting against it, a wish
pertaining to the ego, even though it is unconscious (i.e.,
preconscious). *
* Here one may consider the idea of the
super-ego which was later recognized by psycho-analysis.
I will elucidate some of the foregoing
observations by means of a dream of my own, and above all I will try to
show how the dream- work deals with a day-residue involving painful
expectation:
Indistinct beginning. I tell my wife I
have some news for her, something very special. She becomes frightened,
and does not wish to hear it. I assure her that on the contrary it is
something which will please her greatly, and I begin to tell her that
our son's Officers' Corps has sent a sum of money (5,000 k.?)...
something about honourable mention... distribution... at the same time I
have gone with her into a sitting room, like a store-room, in order to
fetch something from it. Suddenly I see my son appear; he is not in
uniform but rather in a tight-fitting sports suit (like a seal?) with a
small cap. He climbs on to a basket which stands to one side near a
chest, in order to put something on this chest. I address him; no
answer. It seems to me that his face or forehead is bandaged, he
arranges something in his mouth, pushing something into it. Also his
hair shows a glint of grey. I reflect: Can he be so exhausted? And has
he false teeth? Before I can address him again I awake without anxiety,
but with palpitations. My clock points to 2.30 a.m.
To give a full analysis is once more
impossible. I shall therefore confine myself to emphasizing some
decisive points. Painful expectations of the day had given occasion for
this dream; once again there had been no news for over a week from my
son, who was fighting at the Front. It is easy to see that in the
dream-content the conviction that he has been killed or wounded finds
expression. At the beginning of the dream one can observe an energetic
effort to replace the painful thoughts by their contrary. I have to
impart something very pleasing, something about sending money,
honourable mention, and distribution. (The sum of money originates in a
gratifying incident of my medical practice; it is therefore trying to
lead the dream away altogether from its theme.) But this effort fails.
The boy's mother has a presentiment of something terrible and does not
wish to listen. The disguises are too thin; the reference to the
material to be suppressed shows through everywhere. If my son is killed,
then his comrades will send back his property; I shall have to
distribute whatever he has left among his sisters, brothers and other
people. Honourable mention is frequently awarded to an officer after he
has died the "hero's death." The dream thus strives to give direct
expression to what it at first wished to deny, whilst at the same time
the wish-fulfilling tendency reveals itself by distortion. (The change
of locality in the dream is no doubt to be understood as threshold
symbolism, in line with Silberer's view.) We have indeed no idea what
lends it the requisite motive-power. But my son does not appear as
failing (on the field of battle) but climbing.- He was, in fact, a
daring mountaineer.- He is not in uniform, but in a sports suit; that
is, the place of the fatality now dreaded has been taken by an accident
which happened to him at one time when he was ski- running, when he fell
and fractured his thigh. But the nature of his costume, which makes him
look like a seal, recalls immediately a younger person, our comical
little grandson; the grey hair recalls his father, our son-in-law, who
has had a bad time in the War. What does this signify? But let us leave
this: the locality, a pantry, the chest, from which he wants to take
something (in the dream, to put something on it), are unmistakable
allusions to an accident of my own, brought upon myself when I was
between two and three years of age. I climbed on a foot-stool in the
pantry, in order to get something nice which was on a chest or table.
The footstool tumbled over and its edge struck me behind the lower jaw.
I might very well have knocked all my teeth out. At this point, an
admonition presents itself: it serves you right- like a hostile impulse
against the valiant warrior. A profounder analysis enables me to detect
the hidden impulse, which would be able to find satisfaction in the
dreaded mishap to my son. It is the envy of youth which the elderly man
believes that he has thoroughly stifled in actual life. There is no
mistaking the fact that it was the very intensity of the painful
apprehension lest such a misfortune should really happen that searched
out for its alleviation such a repressed wish-fulfilment.
I can now clearly define what the
unconscious wish means for the dream. I will admit that there is a whole
class of dreams in which the incitement originates mainly or even
exclusively from the residues of the day; and returning to the dream
about my friend Otto, I believe that even my desire to become at last a
professor extraordinarius would have allowed me to sleep in peace that
night, had not the day's concern for my friend's health continued
active. But this worry alone would not have produced a dream; the
motive-power needed by the dream had to be contributed by a wish, and it
was the business of my concern to find such a wish for itself, as the
motive power of the dream. To put it figuratively, it is quite possible
that a day-thought plays the part of the entrepreneur in the dream; but
the entrepreneur, who, as we say, has the idea, and feels impelled to
realize it, can do nothing without capital; he needs a capitalist who
will defray the expense, and this capitalist, who contributes the
psychic expenditure for the dream, is invariably and indisputably,
whatever the nature of the waking thoughts, a wish from the unconscious.
In other cases the capitalist himself is
the entrepreneur; this, indeed, seems to be the more usual case. An
unconscious wish is excited by the day's work, and this now creates the
dream. And the dream-processes provide a parallel for all the other
possibilities of the economic relationship here used as an illustration.
Thus the entrepreneur may himself contribute a little of the capital, or
several entrepreneurs may seek the aid of the same capitalist, or
several capitalists may jointly supply the capital required by the
entrepreneurs. Thus there are dreams sustained by more than one
dream-wish, and many similar variations, which may be readily imagined,
and which are of no further interest to us. What is still lacking to our
discussion of the dream-wish we shall only be able to complete later on.
The tertium comparationis in the
analogies here employed, the quantitative element of which an allotted
amount is placed at the free disposal of the dream, admits of a still
closer application to the elucidation of the dream-structure. As shown
in chapter VI., B., we can recognize in most dreams a centre supplied
with a special sensory intensity. This is, as a rule, the direct
representation of the wish-fulfilment; for, if we reverse the
displacements of the dream-work, we find that the psychic intensity of
the elements in the dream-thoughts is replaced by the sensory intensity
of the elements in the dream-content. The elements in the neighbourhood
of the wish-fulfilment have often nothing to do with its meaning, but
prove to be the offshoots of painful thoughts which are opposed to the
wish. But owing to their connection with the central element, often
artificially established, they secure so large a share of its intensity
as to become capable of representation. Thus, the representative energy
of the wish-fulfilment diffuses itself over a certain sphere of
association, within which all elements are raised to representation,
including even those that are in themselves without resources. In dreams
containing several dynamic wishes we can easily separate and delimit the
spheres of the individual wish-fulfilments, and we shall find that the
gaps in the dream are often of the nature of boundary-zones.
Although the foregoing remarks have
restricted the significance of the day-residues for the dream, they are
none the less deserving of some further attention. For they must be a
necessary ingredient in dream-formation, inasmuch as experience reveals
the surprising fact that every dream shows in its content a connection
with a recent waking impression, often of the most indifferent kind. So
far we have failed to understand the necessity for this addition to the
dream-mixture (chapter V., A.). This necessity becomes apparent only
when we bear in mind the part played by the unconscious wish, and seek
further information in the psychology of the neuroses. We shall then
learn that an unconscious idea, as such, is quite incapable of entering
into the preconscious, and that it can exert an influence there only by
establishing touch with a harmless idea already belonging to the
preconscious, to which it transfers its intensity, and by which it
allows itself to be screened. This is the fact of transference, which
furnishes the explanation of so many surprising occurrences in the
psychic life of neurotics. The transference may leave the idea from the
preconscious unaltered, though the latter will thus acquire an unmerited
intensity, or it may force upon this some modification derived from the
content of the transferred idea. I trust the reader will pardon my
fondness for comparisons with daily life, but I feel tempted to say that
the situation for the repressed idea is like that of the American
dentist in Austria, who may not carry on his practice unless he can get
a duly installed doctor of medicine to serve him as a signboard and
legal "cover." Further, just as it is not exactly the busiest physicians
who form such alliances with dental practitioners, so in the psychic
life the choice as regards covers for repressed ideas does not fall upon
such preconscious or conscious ideas as have themselves attracted enough
of the attention active in the preconscious. The unconscious prefers to
entangle with its connections either those impressions and ideas of the
preconscious which have remained unnoticed as being indifferent or those
which have immediately had attention withdrawn from them again (by
rejection). it is a well-known proposition of the theory of
associations, confirmed by all experience, that ideas which have formed
a very intimate connection in one direction assume a negative type of
attitude towards whole groups of new connections. I have even attempted
at one time to base a theory of hysterical paralysis on this principle.
If we assume that the same need of
transference on the part of the repressed ideas, of which we have become
aware through the analysis of the neurosis, makes itself felt in dreams
also, we can at once explain two of the problems of the dream: namely,
that every dream-analysis reveals an interweaving of a recent
impression, and that this recent element is often of the most
indifferent character. We may add what we have already learned
elsewhere, that the reason why these recent and indifferent elements so
frequently find their way into the dream-content as substitutes for the
very oldest elements of the dream-thoughts is that they have the least
to fear from the resisting censorship. But while this freedom from
censorship explains only the preference shown to the trivial elements,
the constant presence of recent elements points to the necessity for
transference. Both groups of impressions satisfy the demand of the
repressed ideas for material still free from associations, the
indifferent ones because they have offered no occasion for extensive
associations, and the recent ones because they have not had sufficient
time to form such associations.
We thus see that the day-residues, among
which we may now include the indifferent impressions, not only borrow
something from the Ucs when they secure a share in dream-formation-
namely, the motive-power at the disposal of the repressed wish- but they
also offer to the unconscious something that is indispensable to it,
namely, the points of attachment necessary for transference. If we
wished to penetrate more deeply into the psychic processes, we should
have to throw a clearer light on the play of excitations between the
preconscious and the unconscious, and indeed the study of the
psychoneuroses would impel us to do so; but dreams, as it happens, give
us no help in this respect.
Just one further remark as to the
day-residues. There is no doubt that it is really these that disturb our
sleep, and not our dreams which, on the contrary, strive to guard our
sleep. But we shall return to this point later.
So far we have discussed the dream-wish;
we have traced it back to the sphere of the Ucs, and have analysed its
relation to the day-residues, which, in their turn, may be either
wishes, or psychic impulses of any other kind, or simply recent
impressions. We have thus found room for the claims that can be made for
the dream-forming significance of our waking mental activity in all its
multifariousness. It might even prove possible to explain, on the basis
of our train of thought, those extreme cases in which the dream,
continuing the work of the day, brings to a happy issue an unsolved
problem of waking life. We merely lack a suitable example to analyse, in
order to uncover the infantile or repressed source of wishes, the
tapping of which has so successfully reinforced the efforts of the
preconscious activity. But we are not a step nearer to answering the
question: Why is it that the unconscious can furnish in sleep nothing
more than the motive-power for a wish-fulfilment? The answer to this
question must elucidate the psychic nature of the state of wishing: and
it will be given with the aid of the notion of the psychic apparatus.
We do not doubt that this apparatus, too,
has only arrived at its present perfection by a long process of
evolution. Let us attempt to restore it as it existed in an earlier
stage of capacity. From postulates to be confirmed in other ways, we
know that at first the apparatus strove to keep itself as free from
stimulation as possible, and therefore, in its early structure, adopted
the arrangement of a reflex apparatus, which enabled it promptly to
discharge by the motor paths any sensory excitation reaching it from
without. But this simple function was disturbed by the exigencies of
life, to which the apparatus owes the impetus toward further
development. The exigencies of life first confronted it in the form of
the great physical needs. The excitation aroused by the inner need seeks
an outlet in motility, which we may describe as internal change or
expression of the emotions. The hungry child cries or struggles
helplessly. But its situation remains unchanged; for the excitation
proceeding from the inner need has not the character of a momentary
impact, but of a continuing pressure. A change can occur only if, in
some way (in the case of the child by external assistance), there is an
experience of satisfaction, which puts an end to the internal
excitation. An essential constituent of this experience is the
appearance of a certain percept (of food in our example), the
memory-image of which is henceforth associated with the memory- trace of
the excitation arising from the need. Thanks to the established
connection, there results, at the next occurrence of this need, a
psychic impulse which seeks to revive the memory- image of the former
percept, and to re-evoke the former percept itself; that is, it actually
seeks to re-establish the situation of the first satisfaction. Such an
impulse is what we call a wish; the reappearance of the perception
constitutes the wish- fulfilment, and the full cathexis of the
perception, by the excitation springing from the need, constitutes the
shortest path to the wish-fulfilment. We may assume a primitive state of
the psychic apparatus in which this path is actually followed, i.e., in
which the wish ends in hallucination. This first psychic activity
therefore aims at an identity of perception: that is, at a repetition of
that perception which is connected with the satisfaction of the need.
This primitive mental activity must have
been modified by bitter practical experience into a secondary and more
appropriate activity. The establishment of identity of perception by the
short regressive path within the apparatus does not produce the same
result in another respect as follows upon cathexis of the same
perception coming from without. The satisfaction does not occur, and the
need continues. In order to make the internal cathexis equivalent to the
external one, the former would have to be continuously sustained, just
as actually happens in the hallucinatory psychoses and in
hunger-phantasies, which exhaust their performance in maintaining their
hold on the object desired. In order to attain to more appropriate use
of the psychic energy, it becomes necessary to suspend the full
regression, so that it does not proceed beyond the memory-image, and
thence can seek other paths, leading ultimately to the production of the
desired identity from the side of the outer world. * This inhibition, as
well as the subsequent deflection of the excitation, becomes the task of
a second system, which controls voluntary motility, i.e., a system whose
activity first leads on to the use of motility for purposes remembered
in advance. But all this complicated mental activity, which works its
way from the memory-image to the production of identity of perception
via the outer world, merely represents a roundabout way to
wish-fulfilment made necessary by experience. *(2) Thinking is indeed
nothing but a substitute for the hallucinatory wish; and if the dream is
called a wish-fulfilment, this becomes something self-evident, since
nothing but a wish can impel our psychic apparatus to activity. The
dream, which fulfils its wishes by following the short regressive path,
has thereby simply preserved for us a specimen of the primary method of
operation of the psychic apparatus, which has been abandoned as
inappropriate. What once prevailed in the waking state, when our psychic
life was still young and inefficient, seems to have been banished into
our nocturnal life; just as we still find in the nursery those discarded
primitive weapons of adult humanity, the bow and arrow. Dreaming is a
fragment of the superseded psychic life of the child. In the psychoses,
those modes of operation of the psychic apparatus which are normally
suppressed in the waking state reassert themselves, and thereupon betray
their inability to satisfy our demands in the outer world. *(3)
* In other words: the introduction of a
test of reality is recognized as necessary.
*(2) Le Lorrain justly extols the
wish-fulfilments of dreams: "Sans fatigue serieuse, sans etre oblige de
recourir a cette lutte opiniatre et longue qui use et corrode les
jouissances poursuivies." [Without serious fatigue, without being
obliged to have recourse to that long and stubborn struggle which
exhausts and wears away pleasures sought.]
*(3) I have further elaborated this train
of thought elsewhere, where I have distinguished the two principles
involved as the pleasure-principle and the reality-principle.
Formulations regarding the Two Principles in Mental Functioning, in
Collected Papers, Vol. iv. p. 13.
The unconscious wish-impulses evidently
strive to assert themselves even during the day, and the fact of
transference, as well as the psychoses, tells us that they endeavour to
force their way through the preconscious system to consciousness and the
command of motility. Thus, in the censorship between Ucs and Pcs, which
the dream forces us to assume, we must recognize and respect the
guardian of our psychic health. But is it not carelessness on the part
of this guardian to diminish his vigilance at night, and to allow the
suppressed impulses of the Ucs to achieve expression, thus again making
possible the process of hallucinatory regression? I think not, for when
the critical guardian goes to rest- and we have proof that his slumber
is not profound- he takes care to close the gate to motility. No matter
what impulses from the usually inhibited Ucs may bustle about the stage,
there is no need to interfere with them; they remain harmless, because
they are not in a position to set in motion the motor apparatus which
alone can operate to produce any change in the outer world. Sleep
guarantees the security of the fortress which has to be guarded. The
state of affairs is less harmless when a displacement of energies is
produced, not by the decline at night in the energy put forth by the
critical censorship, but by the pathological enfeeblement of the latter,
or the pathological reinforcement of the unconscious excitations, and
this while the preconscious is cathected and the gates of motility are
open. The guardian is then overpowered; the unconscious excitations
subdue the Pcs, and from the Pcs they dominate our speech and action, or
they enforce hallucinatory regressions, thus directing an apparatus not
designed for them by virtue of the attraction exerted by perceptions on
the distribution of our psychic energy. We call this condition
psychosis.
We now find ourselves in the most
favourable position for continuing the construction of our psychological
scaffolding, which we left after inserting the two systems, Ucs and Pcs.
However, we still have reason to give further consideration to the wish
as the sole psychic motive-power in the dream. We have accepted the
explanation that the reason why the dream is in every case a
wish-fulfilment is that it is a function of the system Ucs, which knows
no other aim than wish-fulfilment, and which has at its disposal no
forces other than the wish-impulses. Now if we want to continue for a
single moment longer to maintain our right to develop such far-reaching
psychological speculations from the facts of dream-interpretation, we
are in duty bound to show that they insert the dream into a context
which can also embrace other psychic structures. If there exists a
system of the Ucs- or something sufficiently analogous for the purposes
of our discussion- the dream cannot be its sole manifestation; every
dream may be a wish-fulfilment, but there must be other forms of
abnormal wish-fulfilment as well as dreams. And in fact the theory of
all psychoneurotic symptoms culminates in the one proposition that they,
too, must be conceived as wish-fulfilments of the unconscious. * Our
explanation makes the dream only the first member of a series of the
greatest importance for the psychiatrist, the understanding of which
means the solution of the purely psychological part of the psychiatric
problem. *(2) But in other members of this group of wish-fulfilments-
for example, in the hysterical symptoms- I know of one essential
characteristic which I have so far failed to find in the dream. Thus,
from the investigations often alluded to in this treatise, I know that
the formation of an hysterical symptom needs a junction of both the
currents of our psychic life. The symptom is not merely the expression
of a realized unconscious wish; the latter must be joined by another
wish from the preconscious, which is fulfilled by the same symptom; so
that the symptom is at least doubly determined, once by each of the
conflicting systems. Just as in dreams, there is no limit to further
over- determination. The determination which does not derive from the
Ucs is, as far as I can see, invariably a thought-stream of reaction
against the unconscious wish; for example, a self- punishment. Hence I
can say, quite generally, that an hysterical symptom originates only
where two contrary wish-fulfilments, having their source in different
psychic systems, are able to meet in a single expression. *(3) Examples
would help us but little here, as nothing but a complete unveiling of
the complications in question can carry conviction. I will therefore
content myself with the bare assertion, and will cite one example, not
because it proves anything, but simply as an illustration. The
hysterical vomiting of a female patient proved, on the one hand, to be
the fulfilment of an unconscious phantasy from the years of puberty-
namely, the wish that she might be continually pregnant, and have a
multitude of children; and this was subsequently supplemented by the
wish that she might have them by as many fathers as possible. Against
this immoderate wish there arose a powerful defensive reaction. But as
by the vomiting the patient might have spoilt her figure and her beauty,
so that she would no longer find favour in any man's eyes, the symptom
was also in keeping with the punitive trend of thought, and so, being
admissible on both sides, it was allowed to become a reality. This is
the same way of acceding to a wish-fulfilment as the queen of the
Parthians was pleased to adopt in the case of the triumvir Crassus.
Believing that he had undertaken his campaign out of greed for gold, she
caused molten gold to be poured into the throat of the corpse. "Here
thou hast what thou hast longed for!"
* Expressed more exactly: One portion of
the symptom corresponds to the unconscious wish-fulfilment, while the
other corresponds to the reaction-formation opposed to it.
*(2) Hughlings Jackson has expressed
himself as follows: "Find out all about dreams, and you will have found
out all about insanity."
*(3) Cf. my latest formulation (in
Zeitschrift fur Sexual- wissenschaft, Bd. I) of the origin of hysterical
symptoms in the treatise on "Hysterical Phantasies and their Relation to
Bisexuality," Collected Papers, II, p. 51. This forms chapter X of
Selected Papers on Hysteria, p. 115 above.
Of the dream we know as yet only that it
expresses a wish- fulfilment of the unconscious; and apparently the
dominant preconscious system permits this fulfilment when it has
compelled the wish to undergo certain distortions. We are, moreover, not
in fact in a position to demonstrate regularly the presence of a train
of thought opposed to the dream-wish, which is realized in the dream as
well as its antagonist. Only now and then have we found in
dream-analyses signs of reaction-products as, for instance, my affection
for my friend R in the dream of my uncle (chapter IV.). But the
contribution from the preconscious which is missing here may be found in
another place. The dream can provide expression for a wish from the Ucs
by means of all sorts of distortions, once the dominant system has
withdrawn itself into the wish to sleep, and has realized this wish by
producing the changes of cathexis within the psychic apparatus which are
within its power; thereupon holding on to the wish in question for the
whole duration of sleep. *
* This idea has been borrowed from the
theory of sleep of Liebault, who revived hypnotic research in modern
times (Du Sommeil provoque, etc., Paris [1889]).
Now this persistent wish to sleep on the
part of the preconscious has a quite general facilitating effect on the
formation of dreams. Let us recall the dream of the father who, by the
gleam of light from the death-chamber, was led to conclude that his
child's body might have caught fire. We have shown that one of the
psychic forces decisive in causing the father to draw this conclusion in
the dream instead of allowing himself to be awakened by the gleam of
light was the wish to prolong the life of the child seen in the dream by
one moment. Other wishes originating in the repressed have probably
escaped us, for we are unable to analyse this dream. But as a second
source of motive- power in this dream we may add the father's desire to
sleep, for, like the life of the child, the father's sleep is prolonged
for a moment by the dream. The underlying motive is: "Let the dream go
on, or I must wake up." As in this dream, so in all others, the wish to
sleep lends its support to the unconscious wish. In chapter III. we
cited dreams which were manifestly dreams of convenience. But in truth
all dreams may claim this designation. The efficacy of the wish to go on
sleeping is most easily recognized in the awakening dreams, which so
elaborate the external sensory stimulus that it becomes compatible with
the continuance of sleep; they weave it into a dream in order to rob it
of any claims it might make as a reminder of the outer world. But this
wish to go on sleeping must also play its part in permitting all other
dreams, which can only act as disturbers of the state of sleep from
within. "Don't worry; sleep on; it's only a dream," is in many cases the
suggestion of the Pcs to consciousness when the dream gets too bad; and
this describes in a quite general way the attitude of our dominant
psychic activity towards dreaming, even though the thought remains
unuttered. I must draw the conclusion that throughout the whole of our
sleep we are just as certain that we are dreaming as we are certain that
we are sleeping. It is imperative to disregard the objection that our
consciousness is never directed to the latter knowledge, and that it is
directed to the former knowledge only on special occasions, when the
censorship feels, as it were, taken by surprise. On the contrary, there
are persons in whom the retention at night of the knowledge that they
are sleeping and dreaming becomes quite manifest, and who are thus
apparently endowed with the conscious faculty of guiding their
dream-life. Such a dreamer, for example, is dissatisfied with the turn
taken by a dream; he breaks it off without waking, and begins it afresh,
in order to continue it along different lines, just like a popular
author who, upon request, gives a happier ending to his play. Or on
another occasion, when the dream places him in a sexually exciting
situation, he thinks in his sleep: "I don't want to continue this dream
and exhaust myself by an emission; I would rather save it for a real
situation."
The Marquis Hervey (Vaschide) declared
that he had gained such power over his dreams that he could accelerate
their course at will, and turn them in any direction he wished. It seems
that in him the wish to sleep had accorded a place to another, a
preconscious wish, the wish to observe his dreams and to derive pleasure
from them. Sleep is just as compatible with such a wish- resolve as it
is with some proviso as a condition of waking up (wet-nurse's sleep), We
know, too, that in all persons an interest in dreams greatly increases
the number of dreams remembered after waking.
Concerning other observations as to the
guidance of dreams, Ferenczi states: "The dream takes the thought that
happens to occupy our psychic life at the moment, and elaborates it from
all sides. It lets any given dream-picture drop when there is a danger
that the wish-fulfilment will miscarry, and attempts a new kind of
solution, until it finally succeeds in creating a wish- fulfilment that
satisfies in one compromise both instances of the psychic life."
Table of
Contents
THE PSYCHOLOGY OF THE DREAM PROCESSES
The Forgetting of Dreams
Regression
The Wish-Fulfilment
Waking Caused by Dreams -- The Function of
Dreams -- The Anxiety Dream
The Primary and Secondary Processes. Repression
The Unconscious
and Consciousness. Reality