The Interpretation of Dreams by Sigmund Freud
(b) DREAMS OF THE DEATH OF BELOVED
PERSONS
Another series of dreams which may be
called typical are those whose content is that a beloved relative, a
parent, brother, sister, child, or the like, has died. We must at once
distinguish two classes of such dreams: those in which the dreamer
remains unmoved, and those in which he feels profoundly grieved by the
death of the beloved person, even expressing this grief by shedding
tears in his sleep.
We may ignore the dreams of the first
group; they have no claim to be reckoned as typical. If they are
analysed, it is found that they signify something that is not contained
in them, that they are intended to mask another wish of some kind. This
is the case in the dream of the aunt who sees the only son of her sister
lying on a bier (chapter IV). The dream does not mean that she desires
the death of her little nephew; as we have learned, it merely conceals
the wish to see a certain beloved person again after a long separation-
the same person whom she had seen after as long an interval at the
funeral of another nephew. This wish, which is the real content of the
dream, gives no cause for sorrow, and for that reason no sorrow is felt
in the dream. We see here that the feeling contained in the dream does
not belong to the manifest, but to the latent dream-content, and that
the affective content has remained free from the distortion which has
befallen the conceptual content.
It is otherwise with those dreams in
which the death of a beloved relative is imagined, and in which a
painful affect is felt. These signify, as their content tells us, the
wish that the person in question might die; and since I may here expect
that the feelings of all my readers and of all who have had such dreams
will lead them to reject my explanation, I must endeavour to rest my
proof on the broadest possible basis.
We have already cited a dream from which
we could see that the wishes represented as fulfilled in dreams are not
always current wishes. They may also be bygone, discarded, buried and
repressed wishes, which we must nevertheless credit with a sort of
continued existence, merely on account of their reappearance in a dream.
They are not dead, like persons who have died, in the sense that we know
death, but are rather like the shades in the Odyssey which awaken to a
certain degree of life so soon as they have drunk blood. The dream of
the dead child in the box (chapter IV) contained a wish that had been
present fifteen years earlier, and which had at that time been frankly
admitted as real. Further- and this, perhaps, is not unimportant from
the standpoint of the theory of dreams- a recollection from the
dreamer's earliest childhood was at the root of this wish also. When the
dreamer was a little child- but exactly when cannot be definitely
determined- she heard that her mother, during the pregnancy of which she
was the outcome, had fallen into a profound emotional depression, and
had passionately wished for the death of the child in her womb. Having
herself grown up and become pregnant, she was only following the example
of her mother.
If anyone dreams that his father or
mother, his brother or sister, has died, and his dream expresses grief,
I should never adduce this as proof that he wishes any of them dead now.
The theory of dreams does not go as far as to require this; it is
satisfied with concluding that the dreamer has wished them dead at some
time or other during his childhood. I fear, however, that this
limitation will not go far to appease my critics; probably they will
just as energetically deny the possibility that they ever had such
thoughts, as they protest that they do not harbour them now. I must,
therefore, reconstruct a portion of the submerged infantile psychology
on the basis of the evidence of the present. *
* Cf. also "Analysis of a Phobia in a
Five-year-old Boy," Collected Papers, III; and "On the Sexual Theories
of Children," Ibid., II.
Let us first of all consider the relation
of children to their brothers and sisters. I do not know why we
presuppose that it must be a loving one, since examples of enmity among
adult brothers and sisters are frequent in everyone's experience, and
since we are so often able to verify the fact that this estrangement
originated during childhood, or has always existed. Moreover, many
adults who today are devoted to their brothers and sisters, and support
them in adversity, lived with them in almost continuous enmity during
their childhood. The elder child ill- treated the younger, slandered
him, and robbed him of his toys; the younger was consumed with helpless
fury against the elder, envied and feared him, or his earliest impulse
toward liberty and his first revolt against injustice were directed
against his oppressor. The parents say that the children do not agree,
and cannot find the reason for it. It is not difficult to see that the
character even of a well-behaved child is not the character we should
wish to find in an adult. A child is absolutely egoistical; he feels his
wants acutely, and strives remorselessly to satisfy them, especially
against his competitors, other children, and first of all against his
brothers and sisters. And yet we do not on that account call a child
wicked- we call him naughty; he is not responsible for his misdeeds,
either in our own judgment or in the eyes of the law. And this is as it
should be; for we may expect that within the very period of life which
we reckon as childhood, altruistic impulses and morality will awake in
the little egoist, and that, in the words of Meynert, a secondary ego
will overlay and inhibit the primary ego. Morality, of course, does not
develop simultaneously in all its departments, and furthermore, the
duration of the amoral period of childhood differs in different
individuals. Where this morality fails to develop we are prone to speak
of degeneration; but here the case is obviously one of arrested
development. Where the primary character is already overlaid by the
later development it may be at least partially uncovered again by an
attack of hysteria. The correspondence between the so-called hysterical
character and that of a naughty child is positively striking. The
obsessional neurosis, on the other hand, corresponds to a
super-morality, which develops as a strong reinforcement against the
primary character that is threatening to revive.
Many persons, then, who now love their
brothers and sisters, and who would feel bereaved by their death,
harbour in their unconscious hostile wishes, survivals from an earlier
period, wishes which are able to realize themselves in dreams. It is,
however, quite especially interesting to observe the behaviour of little
children up to their third and fourth year towards their younger
brothers or sisters. So far the child has been the only one; now he is
informed that the stork has brought a new baby. The child inspects the
new arrival, and expresses his opinion with decision: "The stork had
better take it back again!" *
* Hans, whose phobia was the subject of
the analysis in the above- mentioned publication, cried out at the age
of three and a half, while feverish, shortly after the birth of a
sister: "But I don't want to have a little sister." In his neurosis,
eighteen months later, he frankly confessed the wish that his mother
should drop the child into the bath while bathing it, in order that it
might die. With all this, Hans was a good-natured, affectionate child,
who soon became fond of his sister, and took her under his special
protection.
I seriously declare it as my opinion that
a child is able to estimate the disadvantages which he has to expect on
account of a new-comer. A connection of mine, who now gets on very well
with a sister, who is four years her junior, responded to the news of
this sister's arrival with the reservation: "But I shan't give her my
red cap, anyhow." If the child should come to realize only at a later
stage that its happiness may be prejudiced by a younger brother or
sister, its enmity will be aroused at this period. I know of a case
where a girl, not three years of age, tried to strangle an infant in its
cradle, because she suspected that its continued presence boded her no
good. Children at this time of life are capable of a jealousy that is
perfectly evident and extremely intense. Again, perhaps the little
brother or sister really soon disappears, and the child once more draws
to himself the whole affection of the household; then a new child is
sent by the stork; is it not natural that the favourite should conceive
the wish that the new rival may meet the same fate as the earlier one,
in order that he may be as happy as he was before the birth of the first
child, and during the interval after his death? * Of course, this
attitude of the child towards the younger brother or sister is, under
normal circumstances, a mere function of the difference of age. After a
certain interval the maternal instincts of the older girl will be
awakened towards the helpless new-born infant.
* Such cases of death in the experience
of children may soon be forgotten in the family, but psycho-analytical
investigation shows that they are very significant for a later neurosis.
Feelings of hostility towards brothers
and sisters must occur far more frequently in children than is observed
by their obtuse elders. *
* Since the above was written, a great
many observations relating to the originally hostile attitude of
children toward their brothers and sisters, and toward one of their
parents, have been recorded in the literature of psycho-analysis. One
writer, Spitteler, gives the following peculiarly sincere and ingenious
description of this typical childish attitude as he experienced it in
his earliest childhood: "Moreover, there was now a second Adolf. A
little creature whom they declared was my brother, but I could not
understand what he could be for, or why they should pretend he was a
being like myself. I was sufficient unto myself: what did I want with a
brother? And he was not only useless, he was also even troublesome. When
I plagued my grandmother, he too wanted to plague her; when I was
wheeled about in the baby- carriage he sat opposite me, and took up half
the room, so that we could not help kicking one another."
In the case of my own children, who
followed one another rapidly, I missed the opportunity of making such
observations, I am now retrieving it, thanks to my little nephew, whose
undisputed domination was disturbed after fifteen months by the arrival
of a feminine rival. I hear, it is true, that the young man behaves very
chivalrously toward his little sister, that he kisses her hand and
strokes her; but in spite of this I have convinced myself that even
before the completion of his second year he is using his new command of
language to criticize this person, who, to him, after all, seems
superfluous. Whenever the conversation turns upon her he chimes in, and
cries angrily: "Too (l)ittle, too (l)ittle!" During the last few months,
since the child has outgrown this disparagement, owing to her splendid
development, he has found another reason for his insistence that she
does not deserve so much attention. He reminds us, on every suitable
pretext: "She hasn't any teeth." * We all of us recollect the case of
the eldest daughter of another sister of mine. The child, who was then
six years of age, spent a full half-hour in going from one aunt to
another with the question: "Lucie can't understand that yet, can she?"
Lucie was her rival- two and a half years younger.
* The three-and-a-half-year-old Hans
embodied his devastating criticism of his little sister in these
identical words (loc. cit.). He assumed that she was unable to speak on
account of her lack of teeth.
I have never failed to come across this
dream of the death of brothers or sisters, denoting an intense
hostility, e.g., I have met it in all my female patients. I have met
with only one exception, which could easily be interpreted into a
confirmation of the rule. Once, in the course of a sitting, when I was
explaining this state of affairs to a female patient, since it seemed to
have some bearing on the symptoms under consideration that day, she
answered, to my astonishment, that she had never had such dreams. But
another dream occurred to her, which presumably had nothing to do with
the case- a dream which she had first dreamed at the age of four, when
she was the youngest child, and had since then dreamed repeatedly. "A
number of children, all her brothers and sisters with her boy and girl
cousins, were romping about in a meadow. Suddenly they all grew wings,
flew up, and were gone." She had no idea of the significance of this
dream; but we can hardly fail to recognize it as a dream of the death of
all the brothers and sisters, in its original form, and but little
influenced by the censorship. I will venture to add the following
analysis of it: on the death of one out of this large number of
children- in this case the children of two brothers were brought up
together as brothers and sisters- would not our dreamer, at that time
not yet four years of age, have asked some wise, grown-up person: "What
becomes of children when they are dead?" The answer would probably have
been: "They grow wings and become angels." After this explanation. all
the brothers and sisters and cousins in the dream now have wings, like
angels and- this is the important point- they fly away. Our little
angel-maker is left alone: just think, the only one out of such a crowd!
That the children romp about a meadow, from which they fly away, points
almost certainly to butterflies- it is as though the child had been
influenced by the same association of ideas which led the ancients to
imagine Psyche, the soul, with the wings of a butterfly.
Perhaps some readers will now object that
the inimical impulses of children toward their brothers and sisters may
perhaps be admitted, but how does the childish character arrive at such
heights of wickedness as to desire the death of a rival or a stronger
playmate, as though all misdeeds could be atoned for only by death?
Those who speak in this fashion forget that the child's idea of being
dead has little but the word in common with our own. The child knows
nothing of the horrors of decay, of shivering in the cold grave, of the
terror of the infinite Nothing, the thought of which the adult, as all
the myths of the hereafter testify, finds so intolerable. The fear of
death is alien to the child; and so he plays with the horrid word, and
threatens another child: "If you do that again, you will die, just like
Francis died"; at which the poor mother shudders, unable perhaps to
forget that the greater proportion of mortals do not survive beyond the
years of childhood. Even at the age of eight, a child returning from a
visit to a natural history museum may say to her mother: "Mamma, I do
love you so; if you ever die, I am going to have you stuffed and set you
up here in the room, so that I can always, always see you!" So different
from our own is the childish conception of being dead. *
* To my astonishment, I was told that a
highly intelligent boy of ten, after the sudden death of his father,
said: "I understand that father is dead, but I can't see why he does not
come home to supper." Further material relating to this subject will be
found in the section "Kinderseele," edited by Frau Dr. von HugHellmuth,
in Imago Vol. i-v, 1912-18.
Being dead means, for the child, who has
been spared the sight of the suffering that precedes death, much the
same as being gone, and ceasing to annoy the survivors. The child does
not distinguish the means by which this absence is brought about,
whether by distance, or estrangement, or death. * If, during the child's
prehistoric years, a nurse has been dismissed, and if his mother dies a
little while later, the two experiences, as we discover by analysis,
form links of a chain in his memory. The fact that the child does not
very intensely miss those who are absent has been realized, to her
sorrow, by many a mother, when she has returned home from an absence of
several weeks, and has been told, upon inquiry: "The children have not
asked for their mother once." But if she really departs to "that
undiscovered country from whose bourne no traveller returns," the
children seem at first to have forgotten her, and only subsequently do
they begin to remember their dead mother.
* The observation of a father trained in
psycho-analysis was able to detect the very moment when his very
intelligent little daughter, age four, realized the difference between
being away and being dead. The child was being troublesome at table, and
noted that one of the waitresses in the pension was looking at her with
an expression of annoyance. "Josephine ought to be dead," she thereupon
remarked to her father. "But why dead?" asked the father, soothingly.
"Wouldn't it be enough if she went away?" "No," replied the child, "then
she would come back again." To the uncurbed self-love (narcissism) of
the child, every inconvenience constitutes the crime of lese majeste,
and, as in the Draconian code, the child's feelings prescribe for all
such crimes the one invariable punishment.
While, therefore, the child has its
motives for desiring the absence of another child, it is lacking in all
those restraints which would prevent it from clothing this wish in the
form of a death-wish; and the psychic reaction to dreams of a death-wish
proves that, in spite of all the differences of content, the wish in the
case of the child is after all identical with the corresponding wish in
an adult.
If, then, the death-wish of a child in
respect of his brothers and sisters is explained by his childish egoism,
which makes him regard his brothers and sisters as rivals, how are we to
account for the same wish in respect of his parents, who bestow their
love on him, and satisfy his needs, and whose preservation he ought to
desire for these very egoistical reasons?
Towards a solution of this difficulty we
may be guided by our knowledge that the very great majority of dreams of
the death of a parent refer to the parent of the same sex as the
dreamer, so that a man generally dreams of the death of his father, and
a woman of the death of her mother. I do not claim that this happens
constantly; but that it happens in a great majority of cases is so
evident that it requires explanation by some factor of general
significance. * Broadly speaking, it is as though a sexual preference
made itself felt at an early age, as though the boy regarded his father,
and the girl her mother, as a rival in love- by whose removal he or she
could but profit.
* The situation is frequently disguised
by the intervention of a tendency to punishment, which, in the form of a
moral reaction, threatens the loss of the beloved parent.
Before rejecting this idea as monstrous,
let the reader again consider the actual relations between parents and
children. We must distinguish between the traditional standard of
conduct, the filial piety expected in this relation, and what daily
observation shows us to be the fact. More than one occasion for enmity
lies hidden amidst the relations of parents and children; conditions are
present in the greatest abundance under which wishes which cannot pass
the censorship are bound to arise. Let us first consider the relation
between father and son. In my opinion the sanctity with which we have
endorsed the injunctions of the Decalogue dulls our perception of the
reality. Perhaps we hardly dare permit ourselves to perceive that the
greater part of humanity neglects to obey the fifth commandment. In the
lowest as well as in the highest strata of human society, filial piety
towards parents is wont to recede before other interests. The obscure
legends which have been handed down to us from the primeval ages of
human society in mythology and folklore give a deplorable idea of the
despotic power of the father, and the ruthlessness with which it was
exercised. Kronos devours his children, as the wild boar devours the
litter of the sow; Zeus emasculates his father * and takes his place as
ruler. The more tyrannically the father ruled in the ancient family, the
more surely must the son, as his appointed successor, have assumed the
position of an enemy, and the greater must have been his impatience to
attain to supremacy through the death of his father. Even in our own
middle-class families the father commonly fosters the growth of the germ
of hatred which is naturally inherent in the paternal relation, by
refusing to allow the son to be a free agent or by denying him the means
of becoming so. A physician often has occasion to remark that a son's
grief at the loss of his father cannot quench his gratification that he
has at last obtained his freedom. Fathers, as a rule, cling desperately
to as much of the sadly antiquated potestas patris familias *(2) as
still survives in our modern society, and the poet who, like Ibsen, puts
the immemorial strife between father and son in the foreground of his
drama is sure of his effect. The causes of conflict between mother and
daughter arise when the daughter grows up and finds herself watched by
her mother when she longs for real sexual freedom, while the mother is
reminded by the budding beauty of her daughter that for her the time has
come to renounce sexual claims.
* At least in some of the mythological
accounts. According to others, emasculation was inflicted only by Kronos
on his father Uranos.
With regard to the mythological
significance of this motive, cf. Otto Rank's Der Mythus von der Geburt
des Helden, in No. v of Schriften zur angew. Seelen-kunde (1909), and
Das Inzestmotiv in Dichtung und Sage (1912), chap. ix, 2.
*(2) Authority of the father.
All these circumstances are obvious to
everyone, but they do not help us to explain dreams of the death of
their parents in persons for whom filial piety has long since come to be
unquestionable. We are, however, prepared by the foregoing discussion to
look for the origin of a death-wish in the earliest years of childhood.
In the case of psychoneurotics, analysis
confirms this conjecture beyond all doubt. For analysis tells us that
the sexual wishes of the child- in so far as they deserve this
designation in their nascent state- awaken at a very early age, and that
the earliest affection of the girl-child is lavished on the father,
while the earliest infantile desires of the boy are directed upon the
mother. For the boy the father, and for the girl the mother, becomes an
obnoxious rival, and we have already shown, in the case of brothers and
sisters, how readily in children this feeling leads to the death-wish.
As a general rule, sexual selection soon makes its appearance in the
parents; it is a natural tendency for the father to spoil his little
daughters, and for the mother to take the part of the sons, while both,
so long as the glamour of sex does not prejudice their judgment, are
strict in training the children. The child is perfectly conscious of
this partiality, and offers resistance to the parent who opposes it. To
find love in an adult is for the child not merely the satisfaction of a
special need; it means also that the child's will is indulged in all
other respects. Thus the child is obeying its own sexual instinct, and
at the same time reinforcing the stimulus proceeding from the parents,
when its choice between the parents corresponds with their own.
The signs of these infantile tendencies
are for the most part over-looked; and yet some of them may be observed
even after the early years of childhood. An eight-year-old girl of my
acquaintance, whenever her mother is called away from the table, takes
advantage of her absence to proclaim herself her successor. "Now I shall
be Mamma; Karl, do you want some more vegetables? Have some more, do,"
etc. A particularly clever and lively little girl, not yet four years of
age, in whom this trait of child psychology is unusually transparent,
says frankly: "Now mummy can go away; then daddy must marry me, and I
will be his wife." Nor does this wish by any means exclude the
possibility that the child may most tenderly love its mother. If the
little boy is allowed to sleep at his mother's side whenever his father
goes on a journey, and if after his father's return he has to go back to
the nursery, to a person whom he likes far less, the wish may readily
arise that his father might always be absent, so that he might keep his
place beside his dear, beautiful mamma; and the father's death is
obviously a means for the attainment of this wish; for the child's
experience has taught him that dead folks, like grandpapa, for example,
are always absent; they never come back.
While such observations of young children
readily accommodate themselves to the interpretation suggested, they do
not, it is true, carry the complete conviction which is forced upon a
physician by the psycho-analysis of adult neurotics. The dreams of
neurotic patients are communicated with preliminaries of such a nature
that their interpretation as wish-dreams becomes inevitable. One day I
find a lady depressed and weeping. She says: "I do not want to see my
relatives any more; they must shudder at me." Thereupon, almost without
any transition, she tells me that she has remembered a dream, whose
significance, of course, she does not understand. She dreamed it when
she was four years old, and it was this: A fox or a lynx is walking
about the roof; then something falls down, or she falls down, and after
that, her mother is carried out of the house- dead; whereat the dreamer
weeps bitterly. I have no sooner informed her that this dream must
signify a childish wish to see her mother dead, and that it is because
of this dream that she thinks that her relatives must shudder at her,
than she furnishes material in explanation of the dream. "Lynx-eye" is
an opprobrious epithet which a street boy once bestowed on her when she
was a very small child; and when she was three years old a brick or tile
fell on her mother's head, so that she bled profusely.
I once had occasion to make a thorough
study of a young girl who was passing through various psychic states. In
the state of frenzied confusion with which her illness began, the
patient manifested a quite peculiar aversion for her mother; she struck
her and abused her whenever she approached the bed, while at the same
period she was affectionate and submissive to a much older sister. Then
there followed a lucid but rather apathetic condition, with badly
disturbed sleep. It was in this phase that I began to treat her and to
analyse her dreams. An enormous number of these dealt, in a more or less
veiled fashion, with the death of the girl's mother; now she was present
at the funeral of an old woman, now she saw herself and her sister
sitting at a table, dressed in mourning; the meaning of the dreams could
not be doubted. During her progressive improvement hysterical phobias
made their appearance, the most distressing of which was the fear that
something had happened to her mother. Wherever she might be at the time,
she had then to hurry home in order to convince herself that her mother
was still alive. Now this case, considered in conjunction with the rest
of my experience. was very instructive; it showed, in polyglot
translations, as it were, the different ways in which the psychic
apparatus reacts to the same exciting idea. In the state of confusion,
which I regard as an overthrow of the second psychic instance by the
first instance, at other times suppressed, the unconscious enmity
towards the mother gained the upper hand, and found physical expression;
then, when the patient became calmer, the insurrection was suppressed,
and the domination of the censorship restored, and this enmity had
access only to the realms of dreams, in which it realized the wish that
the mother might die; and, after the normal condition had been still
further strengthened, it created the excessive concern for the mother as
a hysterical counter-reaction and defensive phenomenon. In the light of
these considerations, it is no longer inexplicable why hysterical girls
are so often extravagantly attached to their mothers.
On another occasion I had an opportunity
of obtaining a profound insight into the unconscious psychic life of a
young man for whom an obsessional neurosis made life almost unendurable,
so that he could not go into the streets, because he was tormented by
the fear that he would kill everyone he met. He spent his days in
contriving evidence of an alibi in case he should be accused of any
murder that might have been committed in the city. It goes without
saying that this man was as moral as he was highly cultured. The
analysis- which, by the way, led to a cure- revealed, as the basis of
this distressing obsession, murderous impulses in respect of his rather
overstrict father- impulses which, to his astonishment, had consciously
expressed themselves when he was seven years old, but which, of course,
had originated in a much earlier period of his childhood. After the
painful illness and death of his father, when the young man was in his
thirty-first year, the obsessive reproach made its appearance, which
transferred itself to strangers in the form of this phobia. Anyone
capable of wishing to push his own father from a mountain- top into an
abyss cannot be trusted to spare the lives of persons less closely
related to him; he therefore does well to lock himself into his room.
According to my already extensive
experience, parents play a leading part in the infantile psychology of
all persons who subsequently become psychoneurotics. Falling in love
with one parent and hating the other forms part of the permanent stock
of the psychic impulses which arise in early childhood, and are of such
importance as the material of the subsequent neurosis. But I do not
believe that psychoneurotics are to be sharply distinguished in this
respect from other persons who remain normal- that is, I do not believe
that they are capable of creating something absolutely new and peculiar
to themselves. It is far more probable- and this is confirmed by
incidental observations of normal children- that in their amorous or
hostile attitude toward their parents, psychoneurotics do no more than
reveal to us, by magnification, something that occurs less markedly and
intensively in the minds of the majority of children. Antiquity has
furnished us with legendary matter which corroborates this belief, and
the profound and universal validity of the old legends is explicable
only by an equally universal validity of the above-mentioned hypothesis
of infantile psychology.
I am referring to the legend of King
Oedipus and the Oedipus Rex of Sophocles. Oedipus, the son of Laius,
king of Thebes, and Jocasta, is exposed as a suckling, because an oracle
had informed the father that his son, who was still unborn, would be his
murderer. He is rescued, and grows up as a king's son at a foreign
court, until, being uncertain of his origin, he, too, consults the
oracle, and is warned to avoid his native place, for he is destined to
become the murderer of his father and the husband of his mother. On the
road leading away from his supposed home he meets King Laius, and in a
sudden quarrel strikes him dead. He comes to Thebes, where he solves the
riddle of the Sphinx, who is barring the way to the city, whereupon he
is elected king by the grateful Thebans, and is rewarded with the hand
of Jocasta. He reigns for many years in peace and honour, and begets two
sons and two daughters upon his unknown mother, until at last a plague
breaks out- which causes the Thebians to consult the oracle anew. Here
Sophocles' tragedy begins. The messengers bring the reply that the
plague will stop as soon as the murderer of Laius is driven from the
country. But where is he?
Where shall be found,
Faint, and hard to be known, the trace of
the ancient guilt?
The action of the play consists simply in
the disclosure, approached step by step and artistically delayed (and
comparable to the work of a psycho-analysis) that Oedipus himself is the
murderer of Laius, and that he is the son of the murdered man and
Jocasta. Shocked by the abominable crime which he has unwittingly
committed, Oedipus blinds himself, and departs from his native city. The
prophecy of the oracle has been fulfilled.
The Oedipus Rex is a tragedy of fate; its
tragic effect depends on the conflict between the all-powerful will of
the gods and the vain efforts of human beings threatened with disaster;
resignation to the divine will, and the perception of one's own
impotence is the lesson which the deeply moved spectator is supposed to
learn from the tragedy. Modern authors have therefore sought to achieve
a similar tragic effect by expressing the same conflict in stories of
their own invention. But the playgoers have looked on unmoved at the
unavailing efforts of guiltless men to avert the fulfilment of curse or
oracle; the modern tragedies of destiny have failed of their effect.
If the Oedipus Rex is capable of moving a
modern reader or playgoer no less powerfully than it moved the
contemporary Greeks, the only possible explanation is that the effect of
the Greek tragedy does not depend upon the conflict between fate and
human will, but upon the peculiar nature of the material by which this
conflict is revealed. There must be a voice within us which is prepared
to acknowledge the compelling power of fate in the Oedipus, while we are
able to condemn the situations occurring in Die Ahnfrau or other
tragedies of fate as arbitrary inventions. And there actually is a
motive in the story of King Oedipus which explains the verdict of this
inner voice. His fate moves us only because it might have been our own,
because the oracle laid upon us before our birth the very curse which
rested upon him. It may be that we were all destined to direct our first
sexual impulses toward our mothers, and our first impulses of hatred and
violence toward our fathers; our dreams convince us that we were. King
Oedipus, who slew his father Laius and wedded his mother Jocasta, is
nothing more or less than a wish-fulfilment- the fulfilment of the wish
of our childhood. But we, more fortunate than he, in so far as we have
not become psychoneurotics, have since our childhood succeeded in
withdrawing our sexual impulses from our mothers, and in forgetting our
jealousy of our fathers. We recoil from the person for whom this
primitive wish of our childhood has been fulfilled with all the force of
the repression which these wishes have undergone in our minds since
childhood. As the poet brings the guilt of Oedipus to light by his
investigation, he forces us to become aware of our own inner selves, in
which the same impulses are still extant, even though they are
suppressed. The antithesis with which the chorus departs:
...Behold, this is Oedipus,
Who unravelled the great riddle, and was
first in power,
Whose fortune all the townsmen praised
and envied;
See in what dread adversity he sank!
-this admonition touches us and our own
pride, we who, since the years of our childhood, have grown so wise and
so powerful in our own estimation. Like Oedipus, we live in ignorance of
the desires that offend morality, the desires that nature has forced
upon us and after their unveiling we may well prefer to avert our gaze
from the scenes of our childhood. *
* None of the discoveries of
psycho-analytical research has evoked such embittered contradiction,
such furious opposition, and also such entertaining acrobatics of
criticism, as this indication of the incestuous impulses of childhood
which survive in the unconscious. An attempt has even been made
recently, in defiance of all experience, to assign only a symbolic
significance to incest. Ferenczi has given an ingenious reinterpretation
of the Oedipus myth, based on a passage in one of Schopenhauer's
letters, in Imago, i, (1912). The Oedipus complex, which was first
alluded to here in The Interpretation of Dreams, has through further
study of the subject, acquired an unexpected significance for the
understanding of human history and the evolution of religion and
morality. See Toten and Taboo. -
In the very text of Sophocles' tragedy
there is an unmistakable reference to the fact that the Oedipus legend
had its source in dream-material of immemorial antiquity, the content of
which was the painful disturbance of the child's relations to its
parents caused by the first impulses of sexuality. Jocasta comforts
Oedipus- who is not yet enlightened, but is troubled by the recollection
of the oracle- by an allusion to a dream which is often dreamed, though
it cannot, in her opinion, mean anything: -
For many a man hath seen himself in
dreams His mother's mate, but he who gives no heed To suchlike matters
bears the easier life. -
The dream of having sexual intercourse
with one's mother was as common then as it is today with many people,
who tell it with indignation and astonishment. As may well be imagined,
it is the key to the tragedy and the complement to the dream of the
death of the father. The Oedipus fable is the reaction of phantasy to
these two typical dreams, and just as such a dream, when occurring to an
adult, is experienced with feelings of aversion, so the content of the
fable must include terror and self- chastisement. The form which it
subsequently assumed was the result of an uncomprehending secondary
elaboration of the material, which sought to make it serve a theological
intention. * The attempt to reconcile divine omnipotence with human
responsibility must, of course, fail with this material as with any
other.
* Cf. the dream-material of
exhibitionism, earlier in this chapter.
Another of the great poetic tragedies,
Shakespeare's Hamlet, is rooted in the same soil as Oedipus Rex. But the
whole difference in the psychic life of the two widely separated periods
of civilization, and the progress, during the course of time, of
repression in the emotional life of humanity, is manifested in the
differing treatment of the same material. In Oedipus Rex the basic wish-phantasy
of the child is brought to light and realized as it is in dreams; in
Hamlet it remains repressed, and we learn of its existence- as we
discover the relevant facts in a neurosis- only through the inhibitory
effects which proceed from it. In the more modern drama, the curious
fact that it is possible to remain in complete uncertainty as to the
character of the hero has proved to be quite consistent with the
over-powering effect of the tragedy. The play is based upon Hamlet's
hesitation in accomplishing the task of revenge assigned to him; the
text does not give the cause or the motive of this hesitation, nor have
the manifold attempts at interpretation succeeded in doing so. According
to the still prevailing conception, a conception for which Goethe was
first responsible. Hamlet represents the type of man whose active energy
is paralyzed by excessive intellectual activity: "Sicklied o'er with the
pale cast of thought." According to another conception. the poet has
endeavoured to portray a morbid, irresolute character, on the verge of
neurasthenia. The plot of the drama, however, shows us that Hamlet is by
no means intended to appear as a character wholly incapable of action.
On two separate occasions we see him assert himself: once in a sudden
outburst of rage, when he stabs the eavesdropper behind the arras, and
on the other occasion when he deliberately, and even craftily, with the
complete unscrupulousness of a prince of the Renaissance, sends the two
courtiers to the death which was intended for himself. What is it, then,
that inhibits him in accomplishing the task which his father's ghost has
laid upon him? Here the explanation offers itself that it is the
peculiar nature of this task. Hamlet is able to do anything but take
vengeance upon the man who did away with his father and has taken his
father's place with his mother- the man who shows him in realization the
repressed desires of his own childhood. The loathing which should have
driven him to revenge is thus replaced by self-reproach, by
conscientious scruples, which tell him that he himself is no better than
the murderer whom he is required to punish. I have here translated into
consciousness what had to remain unconscious in the mind of the hero; if
anyone wishes to call Hamlet an hysterical subject I cannot but admit
that this is the deduction to be drawn from my interpretation. The
sexual aversion which Hamlet expresses in conversation with Ophelia is
perfectly consistent with this deduction- the same sexual aversion which
during the next few years was increasingly to take possession of the
poet's soul, until it found its supreme utterance in Timon of Athens. It
can, of course, be only the poet's own psychology with which we are
confronted in Hamlet; and in a work on Shakespeare by Georg Brandes
(1896) I find the statement that the drama was composed immediately
after the death of Shakespeare's father (1601)- that is to say, when he
was still mourning his loss, and during a revival, as we may fairly
assume, of his own childish feelings in respect of his father. It is
known, too, that Shakespeare's son, who died in childhood, bore the name
of Hamnet (identical with Hamlet). Just as Hamlet treats of the relation
of the son to his parents, so Macbeth, which was written about the same
period, is based upon the theme of childlessness. Just as all neurotic
symptoms, like dreams themselves, are capable of hyper-interpretation,
and even require such hyper-interpretation before they become perfectly
intelligible, so every genuine poetical creation must have proceeded
from more than one motive, more than one impulse in the mind of the
poet, and must admit of more than one interpretation. I have here
attempted to interpret only the deepest stratum of impulses in the mind
of the creative poet. *
* These indications in the direction of
an analytical understanding of Hamlet were subsequently developed by Dr.
Ernest Jones, who defended the above conception against others which
have been put forward in the literature of the subject (The Problem of
Hamlet and the Oedipus Complex, [1911]). The relation of the material of
Hamlet to the myth of the birth of the hero has been demonstrated by O.
Rank. Further attempts at an analysis of Macbeth will be found in my
essay on "Some Character Types Met with in Psycho-Analytic Work,"
Collected Papers, IV., in L. Jeckel's "Shakespeare's Macbeth," in Imago,
V. (1918) and in "The Oedipus Complex as an Explanation of Hamlet's
Mystery: a Study in Motive" (American Journal of Psycology [1910], vol.
xxi).
With regard to typical dreams of the
death of relatives, I must add a few words upon their significance from
the point of view of the theory of dreams in general. These dreams show
us the occurrence of a very unusual state of things; they show us that
the dream-thought created by the repressed wish completely escapes the
censorship, and is transferred to the dream without alteration. Special
conditions must obtain in order to make this possible. The following two
factors favour the production of these dreams: first, this is the last
wish that we could credit ourselves with harbouring; we believe such a
wish "would never occur to us even in a dream"; the dream-censorship is
therefore unprepared for this monstrosity, just as the laws of Solon did
not foresee the necessity of establishing a penalty for patricide.
Secondly, the repressed and unsuspected wish is, in this special case,
frequently met half-way by a residue from the day's experience, in the
form of some concern for the life of the beloved person. This anxiety
cannot enter into the dream otherwise than by taking advantage of the
corresponding wish; but the wish is able to mask itself behind the
concern which has been aroused during the day. If one is inclined to
think that all this is really a very much simpler process, and to
imagine that one merely continues during the night, and in one's dream,
what was begun during the day, one removes the dreams of the death of
those dear to us out of all connection with the general explanation of
dreams, and a problem that may very well be solved remains a problem
needlessly.
It is instructive to trace the relation
of these dreams to anxiety-dreams. In dreams of the death of those dear
to us the repressed wish has found a way of avoiding the censorship- and
the distortion for which the censorship is responsible. An invariable
concomitant phenomenon then, is that painful emotions are felt in the
dream. Similarly, an anxiety-dream occurs only when the censorship is
entirely or partially overpowered, and on the other hand, the
overpowering of the censorship is facilitated when the actual sensation
of anxiety is already present from somatic sources. It thus becomes
obvious for what purpose the censorship performs its office and
practises dream-distortion; it does so in order to prevent the
development of anxiety or other forms of painful affect.
I have spoken in the foregoing sections
of the egoism of the child's psyche, and I now emphasize this
peculiarity in order to suggest a connection, for dreams too have
retained this characteristic. All dreams are absolutely egoistical; in
every dream the beloved ego appears, even though in a disguised form.
The wishes that are realized in dreams are invariably the wishes of this
ego; it is only a deceptive appearance if interest in another person is
believed to have evoked a dream. I will now analyse a few examples which
appear to contradict this assertion. -
Table of
Contents
THE MATERIAL AND SOURCES OF DREAMS
Recent and Indifferent Impressions in the Dream
Analysis
II.
III.
IV.
V.
Infantile Experiences as the Source of Dreams
I.
II.
III.
IV.
I.
II.
The Somatic Sources of Dreams
Typical Dreams
THE EMBARRASSMENT-DREAM OF NAKEDNESS
DREAMS OF THE DEATH OF BELOVED PERSONS
I.
II.
III.
IV.
The Examination-Dream