The Interpretation of Dreams by Sigmund Freud
C. The Somatic Sources of Dreams
If we attempt to interest a cultured
layman in the problems of dreams, and if, with this end in view, we ask
him what he believes to be the source of dreams, we shall generally find
that he feels quite sure he knows at least this part of the solution. He
thinks immediately of the influence exercised on the formation of dreams
by a disturbed or impeded digestion ("Dreams come from the stomach"), an
accidental position of the body, a trifling occurrence during sleep. He
does not seem to suspect that even after all these factors have been
duly considered something still remains to be explained.
In the introductory chapter we examined
at length the opinion of scientific writers on the role of somatic
stimuli in the formation of dreams, so that here we need only recall the
results of this inquiry. We have seen that three kinds of somatic
stimuli will be distinguished: the objective sensory stimuli which
proceed from external objects, the inner states of excitation of the
sensory organs, having only a subjective reality, and the bodily stimuli
arising within the body; and we have also noticed that the writers on
dreams are inclined to thrust into the background any psychic sources of
dreams which may operate simultaneously with the somatic stimuli, or to
exclude them altogether. In testing the claims made on behalf of these
somatic stimuli we have learned that the significance of the objective
excitation of the sensory organs- whether accidental stimuli operating
during sleep, or such as cannot be excluded from the dormant relation of
these dream-images and ideas to the internal bodily stimuli and
confirmed by experiment; that the part played by the subjective sensory
stimuli appears to be demonstrated by the recurrence of hypnagogic
sensory images in dreams; and that, although the broadly accepted
relation of these dream-images and ideas to the internal bodily stimuli
cannot be exhaustively demonstrated, it is at all events confirmed by
the well-known influence which an excited state of the digestive,
urinary and sexual organs exercises upon the content of our dreams.
Nerve stimulus and bodily stimulus would
thus be the anatomical sources of dreams; that is, according to many
writers, the sole and exclusive sources of dreams.
But we have already considered a number
of doubtful points, which seem to question not so much the correctness
of the somatic theory as its adequacy.
However confident the representatives of
this theory may be of its factual basis- especially in respect of the
accidental and external nerve stimuli, which may without difficulty be
recognized in the dream-content- nevertheless they have all come near to
admitting that the rich content of ideas found in dreams cannot be
derived from the external nerve-stimuli alone. In this connection Miss
Mary Whiton Calkins tested her own dreams, and those of a second person,
for a period of six weeks, and found that the element of external
sensory perception was demonstrable in only 13.2 per cent and 6.7
percent of these dreams respectively. Only two dreams in the whole
collection could be referred to organic sensations. These statistics
confirm what a cursory survey of our own experience would already, have
led us to suspect.
A distinction has often been made between
nerve-stimulus dreams which have already been thoroughly investigated,
and other forms of dreams. Spitta, for example, divided dreams into
nervestimulus dreams and association-dreams. But it was obvious that
this solution remained unsatisfactory unless the link between the
somatic sources of dreams and their ideational content could be
indicated.
In addition to the first objection, that
of the insufficient frequency of the external sources of stimulus, a
second objection presents itself, namely, the inadequacy of the
explanations of dreams afforded by this category of dream-sources. There
are two things which the representatives of this theory have failed to
explain: firstly, why the true nature of the external stimulus is not
recognized in the dream, but is constantly mistaken for something else;
and secondly, why the result of the reaction of the perceiving mind to
this misconceived stimulus should be so indeterminate and variable. We
have seen that Strumpell, in answer to these questions, asserts that the
mind, since it turns away from the outer world during sleep, is not in a
position to give the correct interpretation of the objective sensory
stimulus, but is forced to construct illusions on the basis of the
indefinite stimulation arriving from many directions. In his own words
(Die Natur und Entstehung der Traume, p. 108).
"When by an external or internal
nerve-stimulus during sleep a feeling, or a complex of feelings, or any
sort of psychic process arises in the mind, and is perceived by the
mind, this process calls up from the mind perceptual images belonging to
the sphere of the waking experiences, that is to say, earlier
perceptions, either unembellished, or with the psychic values
appertaining to them. It collects about itself, as it were, a greater or
lesser number of such images, from which the impression resulting from
the nerve-stimulus receives its psychic value. In this connection it is
commonly said, as in ordinary language we say of the waking procedure,
that the mind interprets in sleep the impressions of nervous stimuli.
The result of this interpretation is the socalled nerve-stimulus dream-
that is, a dream the components of which are conditioned by the fact
that a nerve-stimulus produces its psychical effect in the life of the
mind in accordance with the laws of reproduction."
In all essential points identical with
this doctrine is Wundt's statement that the concepts of dreams proceed,
at all events for the most part, from sensory stimuli, and especially
from the stimuli of general sensation, and are therefore mostly
phantastic illusions- probably only to a small extent pure
memoryconceptions raised to the condition of hallucinations. To
illustrate the relation between dream-content and dream-stimuli which
follows from this theory, Strumpell makes use of an excellent simile. It
is "as though ten fingers of a person ignorant of music were to stray
over the keyboard of an instrument." The implication is that the dream
is not a psychic phenomenon, originating from psychic motives, but the
result of a physiological stimulus, which expresses itself in psychic
symptomatology because the apparatus affected by the stimulus is not
capable of any other mode of expression. Upon a similar assumption is
based the explanation of obsessions which Meynert attempted in his
famous simile of the dial on which individual figures are most deeply
embossed.
Popular though this theory of the somatic
dream-stimuli has become, and seductive though it may seem, it is none
the less easy to detect its weak point. Every somatic dream-stimulus
which provokes the psychic apparatus in sleep to interpretation by the
formation of illusions may evoke an incalculable number of such attempts
at interpretation. It may consequently be represented in the dream-
content by an extraordinary number of different concepts. * But the
theory of Strumpell and Wundt cannot point to any sort of motive which
controls the relation between the external stimulus and the
dream-concept chosen to interpret it, and therefore it cannot explain
the "peculiar choice" which the stimuli "often enough make in the course
of their productive activity" (Lipps, Grundtatsachen des Seelen-lebens,
p. 170). Other objections may be raised against the fundamental
assumption behind the theory of illusions- the assumption that during
sleep the mind is not in a condition to recognize the real nature of the
objective sensory stimuli. The old physiologist Burdach shows us that
the mind is quite capable even during sleep of a correct interpretation
of the sensory impressions which reach it, and of reacting in accordance
with this correct interpretation, inasmuch as he demonstrates that
certain sensory impressions which seem important to the individual may
be excepted from the general neglect of the sleeping mind (as in the
example of nurse and child), and that one is more surely awakened by
one's own name than by an indifferent auditory impression; all of which
presupposes, of course, that the mind discriminates between sensations,
even in sleep. Burdach infers from these observations that we must not
assume that the mind is incapable of interpreting sensory stimuli in the
sleeping state, but rather that it is not sufficiently interested in
them. The arguments which Burdach employed in 1830 reappear unchanged in
the works of Lipps (in the year 1883), where they are employed for the
purpose of attacking the theory of somatic stimuli. According to these
arguments the mind seems to be like the sleeper in the anecdote, who, on
being asked, "Are you asleep?" answers "No," and on being again
addressed with the words: "Then lend me ten florins," takes refuge in
the excuse: "I am asleep."
* I would advise everyone to read the
exact and detailed records (collected in two volumes) of the dreams
experimentally produced by Mourly Vold in order to convince himself how
little the conditions of the experiments help to explain the content of
the individual dream, and how little such experiments help us towards an
understanding of the problems of dreams.
The inadequacy of the theory of somatic
dream-stimuli may be further demonstrated in another way. Observation
shows that external stimuli do not oblige me to dream, even though these
stimuli appear in the dream-content as soon as I begin to dream-
supposing that I do dream. In response to a touch or pressure stimulus
experienced while I am asleep, a variety of reactions are at my
disposal. I may overlook it, and find on waking that my leg has become
uncovered, or that I have been lying on an arm; indeed, pathology offers
me a host of examples of powerfully exciting sensory and motor stimuli
of different kinds which remain ineffective during sleep. I may perceive
the sensation during sleep, and through my sleep, as it were, as
constantly happens in the case of pain stimuli, but without weaving the
pain into the texture of a dream. And thirdly, I may wake up in response
to the stimulus, simply in order to avoid it. Still another, fourth,
reaction is possible: namely, that the nervestimulus may cause me to
dream; but the other possible reactions occur quite as frequently as the
reaction of dream-formation. This, however, would not be the case if the
incentive to dreaming did not lie outside the somatic dream-sources.
Appreciating the importance of the
above-mentioned lacunae in the explanation of dreams by somatic stimuli,
other writers- Scherner, for example, and, following him, the
philosopher Volkelt- endeavoured to determine more precisely the nature
of the psychic activities which cause the many-coloured images of our
dreams to proceed from the somatic stimuli, and in so doing they
approached the problem of the essential nature of dreams as a problem of
psychology, and regarded dreaming as a psychic activity. Scherner not
only gave a poetical, vivid and glowing description of the psychic
peculiarities which unfold themselves in the course of dream-formation,
but he also believed that he had hit upon the principle of the method
the mind employs in dealing with the stimuli which are offered to it.
The dream, according to Scherner, in the free activity of the phantasy,
which has been released from the shackles imposed upon it during the
day, strives to represent symbolically the nature of the organ from
which the stimulus proceeds. Thus there exists a sort of dream-book, a
guide to the interpretation of dreams, by means of which bodily
sensations, the conditions of the organs, and states of stimulation, may
be inferred from the dream-images. "Thus the image of a cat expressed
extreme ill-temper; the image of pale, smooth pastry the nudity of the
body. The human body as a whole is pictured by the phantasy of the dream
as a house, and the individual organs of the body as parts of the house.
In toothache-dreams a vaulted vestibule corresponds to the mouth, and a
staircase to the descent from the pharynx to the oesophagus; in the
headache-dream a ceiling covered with disgusting toad-like spiders is
chosen to denote the upper part of the head." "Many different symbols
are employed by our dreams for the same organ: thus the breathing lung
finds its symbol in a roaring stove, filled with flames, the heart in
empty boxes and baskets, and the bladder in round, bag-shaped or merely
hollow objects. It is of particular significance that at the close of
the dream the stimulating organ or its function is often represented
without disguise and usually on the dreamer's own body. Thus the
toothache-dream commonly ends by the dreamer drawing a tooth out of his
mouth." It cannot be said that this theory of dream-interpretation has
found much favour with other writers. It seems, above all, extravagant;
and so Scherner's readers have hesitated to give it even the small
amount of credit to which it is, in my opinion, entitled. As will be
seen, it tends to a revival of dream-interpretation by means of
symbolism, a method employed by the ancients; only the province from
which the interpretation is to be derived is restricted to the human
body. The lack of a scientifically comprehensible technique of
interpretation must seriously limit the applicability of Scherner's
theory. Arbitrariness in the interpretation of dreams would appear to be
by no means excluded, especially since in this case also a stimulus may
be expressed in the dream-content by several representative symbols;
thus even Scherner's follower Volkelt was unable to confirm the
representation of the body as a house. Another objection is that here
again the dream-activity is regarded as a useless and aimless activity
of the mind, since, according to this theory, the mind is content with
merely forming phantasies around the stimulus with which it is dealing,
without even remotely attempting to abolish the stimulus.
Scherner's theory of the symbolization of
bodily stimuli by the dream is seriously damaged by yet another
objection. These bodily stimuli are present at all times, and it is
generally assumed that the mind is more accessible to them during sleep
than in the waking state. It is therefore impossible to understand why
the mind does not dream continuously all night long, and why it does not
dream every night about all the organs. If one attempts to evade this
objection by positing the condition that special excitations must
proceed from the eye, the ear, the teeth, the bowels, etc., in order to
arouse the dream-activity, one is confronted with the difficulty of
proving that this increase of stimulation is objective; and proof is
possible only in a very few cases. If the dream of flying is a
symbolization of the upward and downward motion of the pulmonary lobes,
either this dream, as has already been remarked by Strumpell, should be
dreamt much oftener, or it should be possible to show that respiration
is more active during this dream. Yet a third alternative is possible-
and it is the most probable of all- namely, that now and again special
motives are operative to direct the attention to the visceral sensations
which are constantly present. But this would take us far beyond the
scope of Scherner's theory.
The value of Scherner's and Volkelt's
disquisitions resides in their calling our attention to a number of
characteristics of the dream-content which are in need of explanation,
and which seem to promise fresh discoveries. It is quite true that
symbolizations of the bodily organs and functions do occur in dreams:
for example, that water in a dream often signifies a desire to urinate,
that the male genital organ may be represented by an upright staff, or a
pillar, etc. With dreams which exhibit a very animated field of vision
and brilliant colours, in contrast to the dimness of other dreams, the
interpretation that they are "dreams due to visual stimulation" can
hardly be dismissed, nor can we dispute the participation of
illusion-formation in dreams which contain noise and a medley of voices.
A dream like that of Scherner's, that two rows of fair handsome boys
stood facing one another on a bridge, attacking one another, and then
resuming their positions, until finally the dreamer himself sat down on
a bridge and drew a long tooth from his jaw; or a similar dream of
Volkelt's, in which two rows of drawers played a part, and which again
ended in the extraction of a tooth; dream-formations of this kind, of
which both writers relate a great number, forbid our dismissing
Scherner's theory as an idle invention without seeking the kernel of
truth which may be contained in it. We are therefore confronted with the
task of finding a different explanation of the supposed symbolization of
the alleged dental stimulus.
Throughout our consideration of the
theory of the somatic sources of dreams, I have refrained from urging
the argument which arises from our analyses of dreams. If, by a
procedure which has not been followed by other writers in their
investigation of dreams, we can prove that the dream possesses intrinsic
value as psychic action, that a wish supplies the motive of its
formation, and that the experiences of the previous day furnish the most
obvious material of its content, any other theory of dreams which
neglects such an important method of investigation- and accordingly
makes the dream appear a useless and enigmatical psychic reaction to
somatic stimuli- may be dismissed without special criticism. For in this
case there would have to be- and this is highly improbable- two entirely
different kinds of dreams, of which only one kind has come under our
observation, while the other kind alone has been observed by the earlier
investigators. It only remains now to find a place in our theory of
dreams for the facts on which the current doctrine of somatic
dream-stimuli is based.
We have already taken the first step in
this direction in advancing the thesis that the dream-work is under a
compulsion to elaborate into a unified whole all the dream-stimuli which
are simultaneously present (chapter V., A, above). We have seen that
when two or more experiences capable of making an impression on the mind
have been left over from the previous day, the wishes that result from
them are united into one dream; similarly, that the impressions
possessing psychic value and the indifferent experiences of the previous
day unite in the dream-material, provided that connecting ideas between
the two can be established. Thus the dream appears to be a reaction to
everything which is simultaneously present as actual in the sleeping
mind. As far as we have hitherto analysed the dreammaterial, we have
discovered it to be a collection of psychic remnants and memory-traces,
which we were obliged to credit (on account of the preference shown for
recent and for infantile material) with a character of psychological
actuality, though the nature of this actuality was not at the time
determinable. We shall now have little difficulty in predicting what
will happen when to these actualities of the memory fresh material in
the form of sensations is added during sleep. These stimuli, again, are
of importance to the dream because they are actual; they are united with
the other psychic actualities to provide the material for
dream-formation. To express it in other words, the stimuli which occur
during sleep are elaborated into a wish-fulfilment, of which the other
components are the psychic remnants of daily experience with which we
are already familiar. This combination, however, is not inevitable; we
have seen that more than one kind of behaviour toward the physical
stimuli received during sleep is possible. Where this combination is
effected, a conceptual material for the dream-content has been found
which will represent both kinds of dream-sources, the somatic as well as
the psychic.
The nature of the dream is not altered
when somatic material is added to the psychic dream-sources; it still
remains a wish fulfilment, no matter how its expression is determined by
the actual material available.
I should like to find room here for a
number of peculiarities which are able to modify the significance of
external stimuli for the dream. I imagine that a co-operation of
individual, physiological and accidental factors, which depend on the
circumstances of the moment, determines how one will behave in
individual cases of more intensive objective stimulation during sleep;
habitual or accidental profundity of sleep, in conjunction with the
intensity of the stimulus, will in one case make it possible so to
suppress the stimulus that it will not disturb the sleeper, while in
another case it will force the sleeper to wake, or will assist the
attempt to subdue the stimulus by weaving it into the texture of the
dream. In accordance with the multiplicity of these constellations,
external objective stimuli will be expressed more rarely or more
frequently in the case of one person than in that of another. In my own
case. since I am an excellent sleeper, and obstinately refuse to allow
myself to be disturbed during sleep on any pretext whatever, this
intrusion of external causes of excitation into my dreams is very rare,
whereas psychic motives apparently cause me to dream very easily.
Indeed, I have noted only a single dream in which an objective, painful
source of stimulation is demonstrable, and it will be highly instructive
to see what effect the external stimulus had in this particular dream.
I am riding a gray horse, at first
timidly and awkwardly, as though I were merely carried along. Then I
meet a colleague, P, also on horseback, and dressed in rough frieze; he
is sitting erect in the saddle; he calls my attention to something
(probably to the fact that I have a very bad seat). Now I begin to feel
more and more at ease on the back of my highly intelligent horse; I sit
more comfortably, and I find that I am quite at home up here. My saddle
is a sort of pad, which completely fills the space between the neck and
the rump of the horse. I ride between two vans, and just manage to clear
them. After riding up the street for some distance, I turn round and
wish to dismount, at first in front of a little open chapel which is
built facing on to the street. Then I do really dismount in front of a
chapel which stands near the first one; the hotel is in the same street;
I might let the horse go there by itself, but I prefer to lead it
thither. It seems as though I should be ashamed to arrive there on
horseback. In front of the hotel there stands a page-boy, who shows me a
note of mine which has been found, and ridicules me on account of it. On
the note is written, doubly underlined, "Eat nothing," and then a second
sentence (indistinct): something like "Do not work"; at the same time a
hazy idea that I am in a strange city, in which I do not work.
It will not at once be apparent that this
dream originated under the influence, or rather under the compulsion, of
a painstimulus. The day before, however, I had suffered from boils,
which made every movement a torture, and at last a boil had grown to the
size of an apple at the root of the scrotum, and had caused me the most
intolerable pains at every step; a feverish lassitude, lack of appetite,
and the hard work which I had nevertheless done during the day, had
conspired with the pain to upset me. I was not altogether in a condition
to discharge my duties as a physician, but in view of the nature and the
location of the malady, it was possible to imagine something else for
which I was most of all unfit, namely riding. Now it is this very
activity of riding into which I am plunged by the dream; it is the most
energetic denial of the pain which imagination could conceive. As a
matter of fact, I cannot ride; I do not dream of doing so; I never sat
on a horse but once- and then without a saddle- and I did not like it.
But in this dream I ride as though I had no boil on the perineum; or
rather, I ride, just because I want to have none. To judge from the
description, my saddle is the poultice which has enabled me to fall
asleep. Probably, being thus comforted, I did not feel anything of my
pain during the first few hours of my sleep. Then the painful sensations
made themselves felt, and tried to wake me; whereupon the dream came and
said to me, soothingly: "Go on sleeping, you are not going to wake! You
have no boil, for you are riding on horseback, and with a boil just
there no one could ride!" And the dream was successful; the pain was
stifled, and I went on sleeping.
But the dream was not satisfied with
"suggesting away" the boil by tenaciously holding fast to an idea
incompatible with the malady (thus behaving like the hallucinatory
insanity of a mother who has lost her child, or of a merchant who has
lost his fortune). In addition, the details of the sensation denied and
of the image used to suppress it serve the dream also as a means to
connect other material actually present in the mind with the situation
in the dream, and to give this material representation. I am riding on a
gray horse- the colour of the horse exactly corresponds with the
pepper-and-salt suit in which I last saw my colleague P in the country.
I have been warned that highly seasoned food is the cause of boils, and
in any case it is preferable as an aetiological explanation to sugar,
which might be thought of in connection with furunculosis. My friend P
likes to ride the high horse with me ever since he took my place in the
treatment of a female patient, in whose case I had performed great feats
(Kuntstucke: in the dream I sit the horse at first sideways, like a
trick-rider, Kunstreiter), but who really, like the horse in the story
of the Sunday equestrian, led me wherever she wished. Thus the horse
comes to be a symbolic representation of a lady patient (in the dream it
is highly intelligent). I feel quite at home refers to the position
which I occupied in the patient's household until I was replaced by my
colleague P. "I thought you were safe in the saddle up there," one of my
few wellwishers among the eminent physicians of the city recently said
to me, with reference to the same household. And it was a feat to
practise psychotherapy for eight to ten hours a day, while suffering
such pain, but I know that I cannot continue my peculiarly strenuous
work for any length of time without perfect physical health, and the
dream is full of dismal allusions to the situation which would result if
my illness continued (the note, such as neurasthenics carry and show to
their doctors): Do not work, do not eat. On further interpretation I see
that the dream activity has succeeded in finding its way from the
wish-situation of riding to some very early childish quarrels which must
have occurred between myself and a nephew, who is a year older than I,
and is now living in England. It has also taken up elements from my
journeys in Italy: the street in the dream is built up out of
impressions of Verona and Siena. A still deeper interpretation leads to
sexual dream-thoughts, and I recall what the dream allusions to that
beautiful country were supposed to mean in the dream of a female patient
who had never been to Italy (to Italy, German: gen Italien = Genitalien
= genitals); at the same time there are references to the house in which
I preceded my friend P as physician, and to the place where the boil is
located.
In another dream, I was similarly
successful in warding off a threatened disturbance of my sleep; this
time the threat came from a sensory stimulus. It was only chance,
however, that enabled me to discover the connection between the dream
and the accidental dream- stimulus, and in this way to understand the
dream. One midsummer morning in a Tyrolese mountain resort I woke with
the knowledge that I had dreamed: The Pope is dead. I was not able to
interpret this short, non-visual dream. I could remember only one
possible basis of the dream, namely, that shortly before this the
newspapers had reported that His Holiness was slightly indisposed. But
in the course of the morning my wife asked me: "Did you hear the
dreadful tolling of the church bells this morning?" I had no idea that I
had heard it, but now I understood my dream. It was the reaction of my
need for sleep to the noise by which the pious Tyroleans were trying to
wake me. I avenged myself on them by the conclusion which formed the
content of my dream, and continued to sleep, without any further
interest in the tolling of the bells.
Among the dreams mentioned in the
previous chapters there are several which might serve as examples of the
elaboration of so called nerve-stimuli. The dream of drinking in long
draughts is such an example; here the somatic stimulus seems to be the
sole source of the dream, and the wish arising from the sensation-
thirst- the only motive for dreaming. We find much the same thing in
other simple dreams, where the somatic stimulus is able of itself to
generate a wish. The dream of the sick woman who throws the cooling
apparatus from her cheek at night is an instance of an unusual manner of
reacting to a pain-stimulus with a wish fulfilment; it seems as though
the patient had temporarily succeeded in making herself analgesic, and
accompanied this by ascribing her pains to a stranger.
My dream of the three Parcae is obviously
a hunger-dream, but it has contrived to shift the need for food right
back to the child's longing for its mother's breast, and to use a
harmless desire as a mask for a more serious one that cannot venture to
express itself so openly. In the dream of Count Thun we were able to see
by what paths an accidental physical need was brought into relation with
the strongest, but also the most rigorously repressed impulses of the
psychic life. And when, as in the case reported by Garnier, the First
Consul incorporates the sound of an exploding infernal machine into a
dream of battle before it causes him to wake, the true purpose for which
alone psychic activity concerns itself with sensations during sleep is
revealed with unusual clarity. A young lawyer, who is full of his first
great bankruptcy case, and falls asleep in the afternoon, behaves just
as the great Napoleon did. He dreams of a certain G. Reich in Hussiatyn,
whose acquaintance he has made in connection with the bankruptcy case,
but Hussiatyn (German: husten, to cough) forces itself upon his
attention still further; he is obliged to wake, only to hear his wife-
who is suffering from bronchial catarrh- violently coughing.
Let us compare the dream of Napoleon I-
who, incidentally, was an excellent sleeper- with that of the sleepy
student, who was awakened by his landlady with the reminder that he had
to go to the hospital, and who thereupon dreamt himself into a bed in
the hospital, and then slept on, the underlying reasoning being as
follows: If I am already in the hospital, I needn't get up to go there.
This is obviously a convenience-dream; the sleeper frankly admits to
himself his motive in dreaming; but he thereby reveals one of the
secrets of dreaming in general. In a certain sense, all dreams are
convenience-dreams; they serve the purpose of continuing to sleep
instead of waking. The dream is the guardian of sleep, not its
disturber. In another place we shall have occasion to justify this
conception in respect to the psychic factors that make for waking; but
we can already demonstrate its applicability to the objective external
stimuli. Either the mind does not concern itself at all with the causes
of sensations during sleep, if it is able to carry this attitude through
as against the intensity of the stimuli, and their significance, of
which it is well aware; or it employs the dream to deny these stimuli;
or, thirdly, if it is obliged to recognize the stimuli, it seeks that
interpretation of them which will represent the actual sensation as a
component of a desired situation which is compatible with sleep. The
actual sensation is woven into the dream in order to deprive it of its
reality. Napoleon is permitted to go on sleeping; it is only a
dream-memory of the thunder of the guns at Arcole which is trying to
disturb him. * -
* The two sources from which I know of
this dream do not entirely agree as to its content. -
The wish to sleep, to which the conscious
ego has adjusted itself, and which (together with the dream-censorship
and the "secondary elaboration" to be mentioned later) represents the
ego's contribution to the dream, must thus always be taken into account
as a motive of dream-formation, and every successful dream is a
fulfilment of this wish. The relation of this general, constantly
present, and unvarying sleep-wish to the other wishes of which now one
and now another is fulfilled by the dreamcontent, will be the subject of
later consideration. In the wish to sleep we have discovered a motive
capable of supplying the deficiency in the theory of Strumpell and Wundt,
and of explaining the perversity and capriciousness of the
interpretation of the external stimulus. The correct interpretation, of
which the sleeping mind is perfectly capable, would involve active
interest, and would require the sleeper to wake; hence, of those
interpretations which are possible at all, only such are admitted as are
acceptable to the dictatorial censorship of the sleep-wish. The logic of
dream situations would run, for example: "It is the nightingale, and not
the lark." For if it is the lark, love's night is at an end. From among
the interpretations of the stimulus which are thus admissible, that one
is selected which can secure the best connection with the wish- impulses
that are lying in wait in the mind. Thus everything is definitely
determined, and nothing is left to caprice. The misinterpretation is not
an illusion, but- if you will- an excuse. Here again, as in substitution
by displacement in the service of the dream-censorship, we have an act
of deflection of the normal psychic procedure.
If the external nerve-stimuli and the
inner bodily stimuli are sufficiently intense to compel psychic
attention, they represent- that is, if they result in dreaming at all,
and not in waking- a fixed point for dream-formation, a nucleus in the
dream-material, for which an appropriate wish-fulfilment is sought, just
as (see above) mediating ideas between two psychical dream-stimuli are
sought. To this extent it is true of a number of dreams that the somatic
element dictates the dream-content. In this extreme case even a wish
that is not actually present may be aroused for the purpose of
dream-formation. But the dream cannot do otherwise than represent a wish
in some situation as fulfilled; it is, as it were, confronted with the
task of discovering what wish can be represented as fulfilled by the
given sensation. Even if this given material is of a painful or
disagreeable character, yet it is not unserviceable for the purposes of
dream-formation. The psychic life has at its disposal even wishes whose
fulfilment evokes displeasure, which seems a contradiction, but becomes
perfectly intelligible if we take into account the presence of two sorts
of psychic instance and the censorship that subsists between them.
In the psychic life there exist, as we
have seen, repressed wishes, which belong to the first system, and to
whose fulfilment the second system is opposed. We do not mean this in a
historic sense- that such wishes have once existed and have subsequently
been destroyed. The doctrine of repression, which we need in the study
of psychoneuroses, asserts that such repressed wishes still exist, but
simultaneously with an inhibition which weighs them down. Language has
hit upon the truth when it speaks of the suppression (sub-pression, or
pushing under) of such impulses. The psychic mechanism which enables
such suppressed wishes to force their way to realization is retained in
being and in working order. But if it happens that such a suppressed
wish is fulfilled, the vanquished inhibition of the second system (which
is capable of consciousness) is then expressed as discomfort. And, in
order to conclude this argument: If sensations of a disagreeable
character which originate from somatic sources are present during sleep,
this constellation is utilized by the dreamactivity to procure the
fulfilment- with more or less maintenance of the censorship- of an
otherwise suppressed wish.
This state of affairs makes possible a
certain number of anxiety dreams, while others of these dream-formations
which are unfavourable to the wish-theory exhibit a different mechanism.
For the anxiety in dreams may of course be of a psychoneurotic
character, originating in psycho-sexual excitation, in which case, the
anxiety corresponds to repressed libido. Then this anxiety, like the
whole anxiety-dream, has the significance of a neurotic symptom, and we
stand at the dividing-line where the wish- fulfilling tendency of dreams
is frustrated. But in other anxiety- dreams the feeling of anxiety comes
from somatic sources (as in the case of persons suffering from pulmonary
or cardiac trouble, with occasional difficulty in breathing), and then
it is used to help such strongly suppressed wishes to attain fulfilment
in a dream, the dreaming of which from psychic motives would have
resulted in the same release of anxiety. It is not difficult to
reconcile these two apparently contradictory cases. When two psychic
formations, an affective inclination and a conceptual content, are
intimately connected, either one being actually present will evoke the
other, even in a dream; now the anxiety of somatic origin evokes the
suppressed conceptual content, now it is the released conceptual
content, accompanied by sexual excitement, which causes the release of
anxiety. In the one case, it may be said that a somatically determined
affect is psychically interpreted; in the other case, all is of psychic
origin, but the content which has been suppressed is easily replaced by
a somatic interpretation which fits the anxiety. The difficulties which
lie in the way of understanding all this have little to do with dreams;
they are due to the fact that in discussing these points we are touching
upon the problems of the development of anxiety and of repression.
The general aggregate of bodily sensation
must undoubtedly be included among the dominant dream-stimuli of
internal bodily origin. Not that it is capable of supplying the
dream-content; but it forces the dream-thoughts to make a choice from
the material destined to serve the purpose of representation in the
dream- content, inasmuch as it brings within easy reach that part of the
material which is adapted to its own character, and holds the rest at a
distance. Moreover, this general feeling, which survives from the
preceding day, is of course connected with the psychic residues that are
significant for the dream. Moreover, this feeling itself may be either
maintained or overcome in the dream, so that it may, if it is painful,
veer round into its opposite.
If the somatic sources of excitation
during sleep- that is, the sensations of sleep- are not of unusual
intensity, the part which they play in dream-formation is, in my
judgment, similar to that of those impressions of the day which are
still recent, but of no great significance. I mean that they are
utilized for the dream formation if they are of such a kind that they
can be united with the conceptual content of the psychic dream-source,
but not otherwise. They are treated as a cheap ever-ready material,
which can be used whenever it is needed, and not as valuable material
which itself prescribes the manner in which it must be utilized. I might
suggest the analogy of a connoisseur giving an artist a rare stone, a
piece of onyx, for example, in order that it may be fashioned into a
work of art. Here the size of the stone, its colour, and its markings
help to decide what head or what scene shall be represented; while if he
is dealing with a uniform and abundant material such as marble or
sandstone, the artist is guided only by the idea which takes shape in
his mind. Only in this way, it seems to me, can we explain the fact that
the dreamcontent furnished by physical stimuli of somatic origin which
are not unusually accentuated does not make its appearance in all dreams
and every night. * -
* Rank has shown, in a number of studies,
that certain awakening dreams provoked by organic stimuli (dreams of
urination and ejaculation) are especially calculated to demonstrate the
conflict between the need for sleep and the demands of the organic need,
as well as the influence of the latter on the dreamcontent. -
Perhaps an example which takes us back to
the interpretation of dreams will best illustrate my meaning. One day I
was trying to understand the significance of the sensation of being
inhibited, of not being able to move from the spot, of not being able to
get something done, etc., which occurs so frequently in dreams, and is
so closely allied to anxiety. That night I had the following dream: I am
very incompletely dressed, and I go from a flat on the ground- floor up
a flight of stairs to an upper story. In doing this I jump up three
stairs at a time, and I am glad to find that I can mount the stairs so
quickly. Suddenly I notice that a servant-maid is coming down the
stairs- that is, towards me. I am ashamed, and try to hurry away, and
now comes this feeling of being inhibited; I am glued to the stairs, and
cannot move from the spot.
Analysis: The situation of the dream is
taken from an every-day reality. In a house in Vienna I have two
apartments, which are connected only by the main staircase. My
consultation-rooms and my study are on the raised ground-floor, and my
living-rooms are on the first floor. Late at night, when I have finished
my work downstairs, I go upstairs to my bedroom. On the evening before
the dream I had actually gone this short distance with my garments in
disarray- that is, I had taken off my collar, tie and cuffs; but in the
dream this had changed into a more advanced, but, as usual, indefinite
degree of undress. It is a habit of mine to run up two or three steps at
a time; moreover, there was a wish-fulfilment recognized even in the
dream, for the ease with which I run upstairs reassures me as to the
condition of my heart. Further, the manner in which I run upstairs is an
effective contrast to the sensation of being inhibited, which occurs in
the second half of the dream. It shows me- what needed no proof- that
dreams have no difficulty in representing motor actions fully and
completely carried out; think, for example, of flying in dreams!
But the stairs up which I go are not
those of my own house; at first I do not recognize them; only the person
coming towards me informs me of their whereabouts. This woman is the
maid of an old lady whom I visit twice daily in order to give her
hypodermic injections; the stairs, too, are precisely similar to those
which I have to climb twice a day in this old lady's house.
How do these stairs and this woman get
into my dream? The shame of not being fully dressed is undoubtedly of a
sexual character; the servant of whom I dream is older than I, surly,
and by no means attractive. These questions remind me of the following
incident: When I pay my morning visit at this house I am usually seized
with a desire to clear my throat; the sputum falls on the stairs. There
is no spittoon on either of the two floors, and I consider that the
stairs should be kept clean not at my expense, but rather by the
provision of a spittoon. The housekeeper, another elderly, curmudgeonly
person, but, as I willingly admit, a woman of cleanly instincts, takes a
different view of the matter. She lies in wait for me, to see whether I
shall take the liberty referred to, and, if she sees that I do, I can
distinctly hear her growl. For days thereafter, when we meet she refuses
to greet me with the customary signs of respect. On the day before the
dream the housekeeper's attitude was reinforced by that of the maid. I
had just furnished my usual hurried visit to the patient when the
servant confronted me in the ante-room, observing: "You might as well
have wiped your shoes today, doctor, before you came into the room. The
red carpet is all dirty again from your feet." This is the only
justification for the appearance of the stairs and the maid in my dream.
Between my leaping upstairs and my
spitting on the stairs there is an intimate connection. Pharyngitis and
cardiac troubles are both supposed to be punishments for the vice of
smoking, on account of which vice my own housekeeper does not credit me
with excessive tidiness, so that my reputation suffers in both the
houses which my dream fuses into one.
I must postpone the further
interpretation of this dream until I can indicate the origin of the
typical dream of being incompletely clothed. In the meantime, as a
provisional deduction from the dream just related, I note that the
dream-sensation of inhibited movement is always aroused at a point where
a certain connection requires it. A peculiar condition of my motor
system during sleep cannot be responsible for this dream-content, since
a moment earlier I found myself, as though in confirmation of this fact,
skipping lightly up the stairs.
Table of
Contents
THE MATERIAL AND SOURCES OF DREAMS
Recent and Indifferent Impressions in the Dream
Analysis
II.
III.
IV.
V.
Infantile Experiences as the Source of Dreams
I.
II.
III.
IV.
I.
II.
The Somatic Sources of Dreams
Typical Dreams
THE EMBARRASSMENT-DREAM OF NAKEDNESS
DREAMS OF THE DEATH OF BELOVED PERSONS
I.
II.
III.
IV.
The Examination-Dream