The Interpretation of Dreams by Sigmund Freud
1. External sensory stimuli
The younger Strumpell, the son of the
philosopher, whose work on dreams has already more than once served us
as a guide in considering the problems of dreams, has, as is well known,
recorded his observations of a patient afflicted with general
anaesthesia of the skin and with paralysis of several of the higher
sensory organs. This man would laps into sleep whenever the few
remaining sensory paths between himself and the outer world were closed.
When we wish to fall asleep we are accustomed to strive for a condition
similar to that obtaining in Strumpell's experiment. We close the most
important sensory portals, the eyes, and we endeavour to protect the
other senses from all stimuli or from any change of the stimuli already
acting upon them. We then fall asleep, although our preparations are
never wholly successful. For we can never completely insulate the
sensory organs, nor can we entirely abolish the excitability of the
sensory organs themselves. That we may at any time be awakened by
intenser stimuli should prove to us "that the mind has remained in
constant communication with the external world even during sleep." The
sensory stimuli that reach us during sleep may easily become the source
of dreams.
There are a great many stimuli of this
nature, ranging from those unavoidable stimuli which are proper to the
state of sleep or occasionally admitted by it, to those fortuitous
stimuli which are calculated to wake the sleeper. Thus a strong light
may fall upon the eyes, a noise may be heard, or an odour may irritate
the mucous membranes of the nose. In our unintentional movements during
sleep we may lay bare parts of the body, and thus expose them to a
sensation of cold, or by a change of position we may excite sensations
of pressure and touch. A mosquito may bite us, or a slight nocturnal
mischance may simultaneously attack more than one sense- organ.
Observers have called attention to a whole series of dreams in which the
stimulus ascertained on waking and some part of the dream-content
corresponded to such a degree that the stimulus could be recognized as
the source of the dream.
I shall here cite a number of such
dreams, collected by Jessen (p. 527), which are traceable to more or
less accidental objective sensory stimuli. Every noise indistinctly
perceived gives rise to corresponding dream- representations; the
rolling of thunder takes us into the thick of battle, the crowing of a
cock may be transformed into human shrieks of terror, and the creaking
of a door may conjure up dreams of burglars breaking into the house.
When one of our blankets slips off us at night we may dream that we are
walking about naked, or falling into water. If we lie diagonally across
the bed with our feet extending beyond the edge, we may dream of
standing on the brink of a terrifying precipice, or of falling from a
great height. Should our head accidentally get under the pillow we may
imagine a huge rock overhanging us and about to crush us under its
weight. An accumulation of semen produces voluptuous dreams, and local
pains give rise to ideas of suffering ill-treatment, of hostile attacks,
or of accidental bodily injuries....
"Meier (Versuch einer Erklarung des
Nachtwandelns, Halle, 1758, p. 33) once dreamed of being attacked by
several men who threw him flat on the ground and drove a stake into the
earth between his first and second toes. While imagining this in his
dream he suddenly awoke and felt a piece of straw sticking between his
toes. The same author, according to Hemmings (Von den Traumen und
Nachtwandlern, Weimar, 1784, p. 258), "dreamed on another occasion, when
his nightshirt was rather too tight round his neck, that he was being
hanged. In his youth Hoffbauer dreamed of having fallen from a high
wall, and found, on waking, that the bedstead had come apart, and that
he had actually fallen on to the floor.... Gregory relates that he once
applied a hot-water bottle to his feet, and dreamed of taking a trip to
the summit of Mount Etna, where he found the heat of the soil almost
unbearable. After having a blister applied to his head, another man
dreamed of being scalped by Indians; still another, whose shirt was
damp, dreamed that he was dragged through a stream. An attack of gout
caused a patient to believe that he was in the hands of the Inquisition,
and suffering the pains of torture (Macnish)."
The argument that there is a resemblance
between the dream-stimulus and the dream-content would be confirmed if,
by a systematic induction of stimuli, we should succeed in producing
dreams corresponding to these stimuli. According to Macnish such
experiments had already been made by Giron de Buzareingues. "He left his
knee exposed and dreamed of travelling on a mail- coach by night. He
remarked, in this connection, that travellers were well aware how cold
the knees become in a coach at night. On another occasion he left the
back of his head uncovered, and dreamed that he was taking part in a
religious ceremony in the open air. In the country where he lived it was
customary to keep the head always covered except on occasions of this
kind."
Maury reports fresh observation on
self-induced dreams of his own. (A number of other experiments were
unsuccessful.)
1. He was tickled with a feather on his
lips and on the tip of his nose. He dreamed of an awful torture, viz.,
that a mask of pitch was stuck to his face and then forcibly torn off,
bringing the skin with it.
2. Scissors were whetted against a pair
of tweezers. He heard bells ringing, then sounds of tumult which took
him back to the days of the Revolution of 1848.
3. Eau de Cologne was held to his
nostrils. He found himself in Cairo, in the shop of Johann Maria Farina.
This was followed by fantastic adventures which he was not able to
recall.
4. His neck was lightly pinched. He
dreamed that a blister was being applied, and thought of a doctor who
had treated him in childhood.
5. A hot iron was brought near his face.
He dreamed that chauffeurs * had broken into the house, and were forcing
the occupants to give up their money by thrusting their feet into
braziers. The Duchesse d'Abrantes, whose secretary he imagined himself
to be then entered the room.
* Chauffeurs were bands of robbers in the
Vendee who resorted to this form of torture.
6. A drop of water was allowed to fall on
to his forehead. He imagined himself in Italy, perspiring heavily, and
drinking the white wine of Orvieto.
7. When the light of a candle screened
with red paper was allowed to fall on his face, he dreamed of thunder,
of heat, and of a storm at sea which he once witnessed in the English
Channel.
Hervey, Weygandt, and others have made
attempts to produce dreams experimentally.
Many have observed the striking skill of
the dream in interweaving into its structure sudden impressions from the
outer world, in such a manner as to represent a gradually approaching
catastrophe (Hildebrandt). "In former years," this author relates, "I
occasionally made use of an alarm-clock in order to wake punctually at a
certain hour in the morning. It probably happened hundreds of times that
the sound of this instrument fitted into an apparently very long and
connected dream, as though the entire dream had been especially designed
for it, as though it found in this sound its appropriate and logically
indispensable climax, its inevitable denouement."
I shall presently have occasion to cite
three of these alarm-clock dreams in a different connection.
Volkelt (p. 68) relates: "A composer once
dreamed that he was teaching a class, and was just explaining something
to his pupils. When he had finished he turned to one of the boys with
the question: 'Did you understand me?' The boy cried out like one
possessed 'Oh, ja!' Annoyed by this, he reprimanded his pupil for
shouting. But now the entire class was screaming 'Orja,' then 'Eurjo,'
and finally 'Feuerjo.' He was then aroused by the actual fire alarm in
the street."
Garnier (Traite des facultes de l'ame,
1865), on the authority of Radestock, relates that Napoleon I, while
sleeping in a carriage, was awakened from a dream by an explosion which
took him back to the crossing of the Tagliamento and the bombardment of
the Austrians, so that he started up, crying, "We have been undermined."
The following dream of Maury's has become
celebrated: He was ill in bed; his mother was sitting beside him. He
dreamed of the Reign of Terror during the Revolution. He witnessed some
terrible scenes of murder, and finally he himself was summoned before
the Tribunal. There he saw Robespierre, Marat, Fouquier-Tinville, and
all the sorry heroes of those terrible days; he had to give an account
of himself, and after all manner of incidents which did not fix
themselves in his memory, he was sentenced to death. Accompanied by an
enormous crowd, he was led to the place of execution. He mounted the
scaffold; the executioner tied him to the plank, it tipped over, and the
knife of the guillotine fell. He felt his head severed from his trunk,
and awakened in terrible anxiety, only to find that the head-board of
the bed had fallen, and had actually struck the cervical vertebrae just
where the knife of the guillotine would have fallen.
This dream gave rise to an interesting
discussion, initiated by Le Lorrain and Egger in the Revue Philosophique,
as to whether, and how, it was possible for the dreamer to crowd
together an amount of dream-content apparently so large in the short
space of time elapsing between the perception of the waking stimulus and
the moment of actual waking.
Examples of this nature show that
objective stimuli occurring in sleep are among the most
firmly-established of all the sources of dreams; they are, indeed, the
only stimuli of which the layman knows anything whatever. If we ask an
educated person who is not familiar with the literature of dreams how
dreams originate, he is certain to reply by a reference to a case known
to him in which a dream has been explained after waking by a recognized
objective stimulus. Science, however, cannot stop here, but is incited
to further investigation by the observation that the stimulus
influencing the senses during sleep does not appear in the dream at all
in its true form, but is replaced by some other representation, which is
in some way related to it. But the relation existing between the
stimulus and the resulting dream is, according to Maury, "une affinite
quelconque mais qui n'est pas unique et exclusive" * (p. 72). If we
read, for example, three of Hildebrandt's "alarm-clock dreams," we shall
be compelled to ask why the same casual stimulus evoked so many
different results, and why just these results and no others.
* A sort of relation which is, however,
neither unique nor exclusive.
(p. 37): "I am taking a walk on a
beautiful spring morning. I stroll through the green meadows to a
neighbouring village, where I see numbers of the inhabitants going to
church, wearing their best clothes and carrying their hymn-books under
their arms. I remember that it is Sunday, and that the morning service
will soon begin. I decide to attend it, but as I am rather overheated I
think I will wait in the churchyard until I am cooler. While reading the
various epitaphs, I hear the sexton climbing the church- tower, and I
see above me the
small bell which is about to ring for the
beginning of service. For a little while it hangs motionless; then it
begins to swing, and suddenly its notes resound so clearly and
penetratingly that my sleep comes to an end. But the notes of the bell
come from the alarm-clock."
"A second combination. It is a bright
winter day; the streets are deep in snow. I have promised to go on a
sleigh-ride, but I have to wait some time before I am told that the
sleigh is at the door. Now I am preparing to get into the sleigh. I put
on my furs, the foot-warmer is put in, and at last I have taken my seat.
But still my departure is delayed. At last the reins are twitched, the
horses start, and the sleigh bells, now violently shaken, strike up
their familiar music with a force that instantly tears the gossamer of
my dream. Again it is only the shrill note of my alarm- clock."
"Yet a third example. I see the
kitchen-maid walking along the passage to the dining-room, with a pile
of several dozen plates. The porcelain column in her arms seems to me to
be in danger of losing its equilibrium. 'Take care,' I exclaim, 'you
will drop the whole pile!' The usual retort is naturally made- that she
is used to such things, etc. Meanwhile I continue to follow her with my
anxious gaze, and behold, at the threshold the fragile plates fall and
crash and roll across the floor in hundreds of pieces. But I soon
perceive that the endless din is not really a rattling but a true
ringing, and with this ringing the dreamer now becomes aware that the
alarm-clock has done its duty."
The question why the dreaming mind
misjudges the nature of the objective sensory stimulus has been answered
by Strumpell, and in an almost identical fashion by Wundt; their
explanation is that the reaction of the mind to the stimulus attacking
sleep is complicated and confused by the formation of illusions. A
sensory impression is recognized by us and correctly interpreted- that
is, it is classed with the memory-group to which it belongs according to
all previous experience if the impression is strong, clear, and
sufficiently prolonged, and if we have sufficient time to submit it to
those mental processes. But if these conditions are not fulfilled we
mistake the object which gives rise to the impression, and on the basis
of this impression we construct an illusion. "If one takes a walk in an
open field and perceives indistinctly a distant object, it may happen
that one will at first take it for a horse." On closer inspection the
image of a cow, resting, may obtrude itself, and the picture may finally
resolve itself with certainty into a group of people sitting on the
ground. The impressions which the mind receives during sleep from
external stimuli are of a similarly indistinct nature; they give rise to
illusions because the impression evokes a greater or lesser number of
memory-images, through which it acquires its psychic value. As for the
question, in which of the many possible spheres of memory the
corresponding images are aroused, and which of the possible associative
connections are brought into play, that- to quote Strumpell again- is
indeterminable, and is left, as it were, to the caprices of the mind.
Here we may take our choice. We may admit
that the laws of dream-formation cannot really be traced any further,
and so refrain from asking whether or not the interpretation of the
illusion evoked by the sensory impression depends upon still other
conditions; or we may assume that the objective sensory stimulus
encroaching upon sleep plays only a modest role as a dream- source, and
that other factors determine the choice of the memory-image to be
evoked. Indeed, on carefully examining Maury's experimentally produced
dreams, which I have purposely cited in detail, one is inclined to
object that his investigations trace the origin of only one element of
the dreams, and that the rest of the dream-content seems too independent
and too full of detail to be explained by a single requirement, namely,
that it must correspond with the element experimentally introduced.
Indeed, one even begins to doubt the illusion theory, and the power of
objective impressions to shape the dream, when one realizes that such
impressions are sometimes subjected to the most peculiar and far-fetched
interpretations in our dreams. Thus M. Simon tells of a dream in which
he saw persons of gigantic stature * seated at a table, and heard
distinctly the horrible clattering produced by the impact of their jaws
as they chewed their food. On waking he heard the clatter of a horse's
hooves as it galloped past his window. If in this case the sound of the
horse's hooves had revived ideas from the memory-sphere of Gulliver's
Travels, the sojourn with the giants of Brobdingnag, and the virtuous
horse-like creatures- as I should perhaps interpret the dream without
any assistance on the author's part- ought not the choice of a
memory-sphere so alien to the stimulus to be further elucidated by other
motives?
* Gigantic persons in a dream justify the
assumption that the dream is dealing with a scene from the dreamer's
childhood. This interpretation of the dream as a reminiscence of
Gulliver's Travels is, by the way, a good example of how an
interpretation should not be made. The dream-interpreter should not
permit his own intelligence to operate in disregard of the dreamer's
impressions.
Table of
Contents
THE SCIENTIFIC LITERATURE OF DREAM-PROBLEMS (UP
TO 1900)
The Relation of the Dream to the Waking State
The Material of Dreams- Memory in Dreams
Dream-Stimuli and Sources
External sensory stimuli
Internal (subjective) sensory stimuli
Internal (organic) physical stimuli
Psychic sources of excitation
Why Dreams Are Forgotten After Waking
The Psychological Peculiarities of Dreams
The Ethical Sense in Dreams
Dream-Theories and the Function of the Dream
The Relation between Dreams and Mental
Diseases
ADDENDUM 1909
ADDENDUM 1914