The Interpretation of Dreams by Sigmund Freud
CHAPTER 1, Section D
CHAPTER 1, Section E
E. The Psychological Peculiarities of
Dreams
In our scientific investigation of dreams
we start with the assumption that dreams are a phenomenon of our own
psychic activity; yet the completed dream appears to us as something
alien, whose authorship we are so little inclined to recognize that we
should be just as willing to say "A dream came to me," as "I dreamed."
Whence this "psychic strangeness" of dreams? According to our exposition
of the sources of dreams, we must assume that it is not determined by
the material which finds its way into the dream-content, since this is
for the most part common both to dream-life and waking life. We might
ask ourselves whether this impression is not evoked by modifications of
the psychic processes in dreams, and we might even attempt to suggest
that the existence of such changes is the psychological characteristic
of dreams.
No one has more strongly emphasized the
essential difference between dream-life and waking life and drawn more
far reaching conclusions from this difference than G. Th. Fechner in
certain observations contained in his Elemente der Psychophysik (Part
II, p. 520). He believes that "neither the simple depression of
conscious psychic life under the main threshold," nor the distraction of
the attention from the influences of the outer world, suffices to
explain the peculiarities of dream-life as compared with waking life. He
believes, rather, that the arena of dreams is other than the arena of
the waking life of the mind. "If the arena of psychophysical activity
were the same during the sleeping and the waking state, the dream, in my
opinion, could only be a continuation of the waking ideational life at a
lower degree of intensity, so that it would have to partake of the form
and material of the latter. But this is by no means the case."
What Fechner really meant by such a
transposition of the psychic activity has never been made clear, nor has
anybody else, to my knowledge, followed the path which he indicates in
this remark. An anatomical interpretation in the sense of physiological
localization in the brain, or even a histological stratification of the
cerebral cortex, must of course be excluded. The idea might, however,
prove ingenious and fruitful if it could refer to a psychical apparatus
built up of a number of successive and connected systems.
Other authors have been content to give
prominence to this or that palpable psychological peculiarity of the
dream-life, and even to take this as a starting-point for more
comprehensive attempts at explanation.
It has been justly remarked that one of
the chief peculiarities of dream-life makes its appearance even in the
state of falling asleep, and may be defined as the sleep-heralding
phenomenon. According to Schleiermacher (p. 351), the distinguishing
characteristic of the waking state is the fact that its psychic activity
occurs in the form of ideas rather than in that of images. But the dream
thinks mainly in visual images, and it may be noted that with the
approach of sleep the voluntary activities become impeded in proportion
as involuntary representations make their appearance, the latter
belonging entirely to the category of images. The incapacity for such
ideational activities as we feel to be deliberately willed, and the
emergence of visual images, which is regularly connected with this
distraction- these are two constant characteristics of dreams, and on
psychological analysis we are compelled to recognize them as essential
characteristics of dream-life. As for the images themselves the
hypnogogic hallucinations- we have learned that even in their content
they are identical with dream-images. *
* Silberer has shown by excellent
examples how in the state of falling asleep even abstract thoughts may
be changed into visible plastic images, which, of course, express them.
(Jahrbuch, Bleuler-Freud, vol. i, 1900.) I shall return to the
discussion of his findings later on.
Dreams, then, think preponderantly, but
not exclusively, in visual images. They make use also of auditory
images, and, to a lesser extent, of the other sensory impressions.
Moreover, in dreams, as in the waking state, many things are simply
thought or imagined (probably with the help of remnants of verbal
conceptions). Characteristic of dreams, however, are only those elements
of their contents which behave like images, that is, which more closely
resemble perceptions than mnemonic representations. Without entering
upon a discussion of the nature of hallucinations- a discussion familiar
to every psychiatrist- we may say, with every well-informed authority,
that the dream hallucinates- that is, that it replaces thoughts by
hallucinations. In this respect visual and acoustic impressions behave
in the same way. It has been observed that the recollection of a
succession of notes heard as we are falling asleep becomes transformed,
when we have fallen asleep, into a hallucination of the same melody, to
give place, each time we wake, to the fainter and qualitatively
different representations of the memory, and resuming, each time we doze
off again, its hallucinatory character.
The transformation of an idea into a
hallucination is not the only departure of the dream from the more or
less corresponding waking thought. From these images the dream creates a
situation; it represents something as actually present; it dramatizes an
idea, as Spitta (p. 145) puts it. But the peculiar character of this
aspect of the dream-life is completely intelligible only if we admit
that in dreaming we do not as a rule (the exceptions call for special
examination) suppose ourselves to be thinking, but actually
experiencing; that is, we accept the hallucination in perfectly good
faith. The criticism that one has experienced nothing, but that one has
merely been thinking in a peculiar manner- dreaming- occurs to us only
on waking. It is this characteristic which distinguishes the genuine
dream from the day-dream, which is never confused with reality.
The characteristics of the dream-life
thus far considered have been summed up by Burdach (p. 476) as follows:
"As characteristic features of the dream we may state (a) that the
subjective activity of our psyche appears as objective, inasmuch as our
perceptive faculties apprehend the products of phantasy as though they
were sensory activities... (b) that sleep abrogates our voluntary
action; hence falling asleep involves a certain degree of passivity...
The images of sleep are conditioned by the relaxation of our powers of
will."
It now remains to account for the
credulity of the mind in respect to the dream-hallucinations which are
able to make their appearance only after the suspension of certain
voluntary powers. Strumpell asserts that in this respect the psyche
behaves correctly and in conformity with its mechanism. The
dream-elements are by no means mere representations, but true and actual
experiences of the psyche, similar to those which come to the waking
state by way of the senses (p. 34). Whereas in the waking state the mind
thinks and imagines by means of verbal images and language, in dreams it
thinks and imagines in actual perceptual images (p. 35). Dreams,
moreover, reveal a spatial consciousness, inasmuch as in dreams, just as
in the waking state, sensations and images are transposed into outer
space (p. 36). It must therefore be admitted that in dreams the mind
preserves the same attitude in respect of images and perceptions as in
the waking state (p. 43). And if it forms erroneous conclusions in
respect of these images and perceptions, this is due to the fact that in
sleep it is deprived of that criterion which alone can distinguish
between sensory perceptions emanating from within and those coming from
without. It is unable to subject its images to those tests which alone
can prove their objective reality. Further, it neglects to differentiate
between those images which can be exchanged at will and those in respect
of which there is no free choice. It errs because it cannot apply the
law of causality to the content of its dreams (p. 58). In brief, its
alienation from the outer world is the very reason for its belief in its
subjective dream-world.
Delboeuf arrives at the same conclusion
through a somewhat different line of argument. We believe in the reality
of dream-pictures because in sleep we have no other impressions with
which to compare them; because we are cut off from the outer world. But
it is not because we are unable, when asleep, to test our hallucinations
that we believe in their reality. Dreams can make us believe that we are
applying such tests- that we are touching, say, the rose that we see in
our dream; and yet we are dreaming. According to Delboeuf there is no
valid criterion that can show whether something is a dream or a waking
reality, except- and that only pragmatically- the fact of waking. "I
conclude that all that has been experienced between falling asleep and
waking is a delusion, if I find on waking that I am lying undressed in
bed" (p. 84). "I considered the images of my dream real while I was
asleep on account of the unsleeping mental habit of assuming an outer
world with which I can contrast my ego." *
* Haffner, like Delboeuf, has attempted
to explain the act of dreaming by the alteration which an abnormally
introduced condition must have upon the otherwise correct functioning of
the intact psychic apparatus; but he describes this condition in
somewhat different terms. He states that the first distinguishing mark
of dreams is the abolition of time and space, i.e., the emancipation of
the representation from the individual's position in the spatial and
temporal order. Associated with this is the second fundamental character
of dreams, the mistaking of the hallucinations, imaginations, and
phantasy-combinations for objective perceptions. "The sum-total of the
higher psychic functions, particularly the formation of concepts,
judgments, and conclusions on the one hand, and free self-determination
on the other hand, combine with the sensory phantasy-images, and at all
times have these as a substratum. These activities too, therefore,
participate in the erratic nature of the dream-representations. We say
they participate, for our faculties of judgment and will are in
themselves unaltered during sleep. As far as their activity is
concerned, we are just as shrewd and just as free as in the waking
state. A man cannot violate the laws of thought; that is, even in a
dream he cannot judge things to be identical which present themselves to
him as opposites. He can desire in a dream only that which he regards as
a good (sub ratione boni). But in this application of the laws of
thought and will the human intellect is led astray in dreams by
confusing one notion with another. Thus it happens that in dreams we
formulate and commit the greatest of contradictions, while, on the other
hand, we display the shrewdest judgment and arrive at the most logical
conclusions, and are able to make the most virtuous and sacred
resolutions. The lack of orientation is the whole secret of our flights
of phantasy in dreams, and the lack of critical reflection and agreement
with other minds is the main source of the reckless extravagances of our
judgments, hopes and wishes in dreams" (p. 18).
If the turning-away from the outer world
is accepted as the decisive cause of the most conspicuous
characteristics of our dreams, it will be worth our while to consider
certain subtle observations of Burdach's, which will throw some light on
the relation of the sleeping psyche to the outer world, and at the same
time serve to prevent our over-estimating the importance of the above
deductions. "Sleep," says Burdach, "results only under the condition
that the mind is not excited by sensory stimuli... yet it is not so much
a lack of sensory stimuli that conditions sleep as a lack of interest in
them; * some sensory impressions are even necessary in so far as they
serve to calm the mind; thus the miller can fall asleep only when he
hears the clatter of his mill, and he who finds it necessary, as a
matter of precaution, to burn a light at night, cannot fall asleep in
the dark" (p. 457).
* Compare with this the element of "Desinteret,"
in which Claparede (1905) finds the mechanism of falling asleep.
"During sleep the psyche isolates itself
from the outer world, and withdraws from the periphery.... Nevertheless,
the connection is not entirely broken; if one did not hear and feel
during sleep, but only after waking, one would assuredly never be
awakened at all. The continuance of sensation is even more plainly shown
by the fact that we are not always awakened by the mere force of the
sensory impression, but by its relation to the psyche. An indifferent
word does not arouse the sleeper, but if called by name he wakes... so
that even in sleep the psyche discriminates between sensations.... Hence
one may even be awakened by the obliteration of a sensory stimulus, if
this is related to anything of imagined importance. Thus one man wakes
when the nightlight is extinguished, and the miller when his mill comes
to a standstill; that is, waking is due to the cessation of a sensory
activity, and this presupposes that the activity has been perceived, but
has not disturbed the mind, its effect being indifferent, or actually
reassuring" (p. 46, etc.).
Even if we are willing to disregard these
by no means trifling objections, we must yet admit that the qualities of
dream-life hitherto considered, which are attributed to withdrawal from
the outer world, cannot fully account for the strangeness of dreams. For
otherwise it would be possible to reconvert the hallucinations of the
dream into mental images, and the situations of the dream into thoughts,
and thus to achieve the task of dream-interpretation. Now this is
precisely what we do when we reproduce a dream from memory after waking,
and no matter whether we are fully or only partially successful in this
retranslation, the dream still remains as mysterious as before.
Furthermore, all writers unhesitatingly
assume that still other and profounder changes take place in the plastic
material of waking life. Strumpell seeks to isolate one of these changes
as follows: (p. 17) "With the cessation of active sensory perception and
of normal consciousness, the psyche is deprived of the soil in which its
feelings, desires, interests, and activities are rooted. Those psychic
states, feelings, interests, and valuations, which in the waking state
adhere to memory-images, succumb to an obscuring pressure, in
consequence of which their connection with these images is severed; the
perceptual images of things, persons, localities, events and actions of
the waking state are, individually, abundantly reproduced, but none of
these brings with it its psychic value. Deprived of this, they hover in
the mind dependent on their own resources..."
This annihilation of psychic values,
which is in turn referred to a turning away from the outer world, is,
according to Strumpell, very largely responsible for the impression of
strangeness with which the dream is coloured in our memory.
We have seen that the very fact of
falling asleep involves a renunciation of one of the psychic activities-
namely, the voluntary guidance of the flow of ideas. Thus the
supposition obtrudes itself (though it is in any case a natural one)
that the state of sleep may extend even to the psychic functions. One or
another of these functions is perhaps entirely suspended; we have now to
consider whether the rest continue to operate undisturbed, whether they
are able to perform their normal work under the circumstances. The idea
occurs to us that the peculiarities of the dream may be explained by the
restricted activity of the psyche during sleep, and the impression made
by the dream upon our waking judgment tends to confirm this view. The
dream is incoherent; it reconciles, without hesitation, the worst
contradictions; it admits impossibilities; it disregards the
authoritative knowledge of the waking state, and it shows us as
ethically and morally obtuse. He who should behave in the waking state
as his dreams represent him as behaving would be considered insane. He
who in the waking state should speak as he does in his dreams, or relate
such things as occur in his dreams, would impress us as a feeble-minded
or muddle-headed person. It seems to us, then, that we are merely
speaking in accordance with the facts of the case when we rate psychic
activity in dreams very low, and especially when we assert that in
dreams the higher intellectual activities are suspended or at least
greatly impaired.
With unusual unanimity (the exceptions
will be dealt with elsewhere) the writers on the subject have pronounced
such judgments as lead immediately to a definite theory or explanation
of dream-life. It is now time to supplement the resume which I have just
given by a series of quotations from a number of authors- philosophers
and physicians- bearing upon the psychological characteristics of the
dream.
According to Lemoine, the incoherence of
the dream-images is the sole essential characteristic of the dream.
Maury agrees with him (Le Sommeil, p.
163): "Il n'y a pas des reves absolument raisonnables et qui ne
contiennent quelque incoherence, quelque absurdite." *
* There are no dreams which are
absolutely reasonable which do not contain some incoherence, some
absurdity.
According to Hegel, quoted by Spitta, the
dream lacks any intelligible objective coherence.
Dugas says: "Les reve, c'est l'anarchie
psychique, affective et mentale, c'est le jeu des fonctions livrees a
elles-memes et s'exercant sans controle et sans but; dans le reve
l'esprit est un automate spirituel." *
* The dream is psychic anarchy, emotional
and intellectual, the playing of functions, freed of themselves and
performing without control and without end; in the dream, the mind is a
spiritual automaton.
"The relaxation, dissolution, and
promiscuous confusion of the world of ideas and images held together in
waking life by the logical power of the central ego" is conceded even by
Volkelt (p. 14), according to whose theory the psychic activity during
sleep appears to be by no means aimless.
The absurdity of the associations of
ideas which occur in dreams can hardly be more strongly stigmatized than
it was by Cicero (De Divinatione, II. lxxi): "Nihil tam praepostere, tam
incondite, tam monstruose cogitari potest, quod non possimus somniare."
*
* There is no imaginable thing too
absurd, too involved, or too abnormal for us to dream about.
Fechner says (p. 522): "It is as though
the psychological activity of the brain of a reasonable person were to
migrate into that of a fool."
Radestock (p. 145): "It seems indeed
impossible to recognize any stable laws in this preposterous behaviour.
Withdrawing itself from the strict policing of the rational will that
guides our waking ideas, and from the processes of attention, the dream,
in crazy sport, whirls all things about in kaleidoscopic confusion."
Hildebrandt (p. 45): "What wonderful
jumps the dreamer permits himself, for instance, in his chain of
reasoning! With what unconcern he sees the most familiar laws of
experience turned upside down! What ridiculous contradictions he is able
to tolerate in the order of nature and of society, before things go too
far, and the very excess of nonsense leads to an awakening! Sometimes we
quite innocently calculate that three times three make twenty; and we
are not in the least surprised if a dog recites poetry to us, if a dead
person walks to his grave, or if a rock floats on the water. We solemnly
go to visit the duchy of Bernburg or the principality of Liechtenstein
in order to inspect its navy; or we allow ourselves to be recruited as a
volunteer by Charles XII just before the battle of Poltava."
Binz (p. 33), referring to the theory of
dreams resulting from these impressions, says: "Of ten dreams nine at
least have an absurd content. We unite in them persons or things which
do not bear the slightest relation to one another. In the next moment,
as in a kaleidoscope, the grouping changes to one, if possible, even
more nonsensical and irrational than before; and so the shifting play of
the drowsy brain continues, until we wake, put a hand to our forehead,
and ask ourselves whether we still really possess the faculty of
rational imagination and thought."
Maury, Le Sommeil (p. 50) makes, in
respect of the relation of the dream-image to the waking thoughts, a
comparison which a physician will find especially impressive: "La
production de ces images que chez l'homme eveille fait le plus souvent
naitre la volonte, correspond, pour l'intelligence, a ce que sont pour
la motilite certains mouvements que nous offrent la choree et les
affections paralytiques...." * For the rest, he considers the dream "toute
une serie de degradations de la faculte pensante et raisonnante" *(2)
(p. 27).
* The production of those images which,
in the waking man, most often excite the will, correspond, for the mind,
to those which are, for the motility, certain movements that offer St.
Vitus' dance and paralytic affections...
*(2) A whole series of degradations of
the faculty of thinking and reasoning.
It is hardly necessary to cite the
utterances of those authors who repeat Maury's assertion in respect of
the higher individual psychic activities.
According to Strumpell, in dreams- and
even, of course, where the nonsensical nature of the dream is not
obvious- all the logical operations of the mind, based on relations and
associations, recede into the background (p. 26). According to Spitta
(p. 148) ideas in dreams are entirely withdrawn from the laws of
causality; while Radestock and others emphasize the feebleness of
judgment and logical inference peculiar to dreams. According to Jodl (p.
123), there is no criticism in dreams, no correcting of a series of
perceptions by the content of consciousness as a whole. The same author
states that "All the activities of consciousness occur in dreams, but
they are imperfect, inhibited, and mutually isolated." The
contradictions of our conscious knowledge which occur in dreams are
explained by Stricker and many others on the ground that facts are
forgotten in dreams, or that the logical relations between ideas are
lost (p. 98), etc., etc.
Those authors who, in general, judge so
unfavourably of the psychic activities of the dreamer nevertheless agree
that dreams do retain a certain remnant of psychic activity. Wundt,
whose teaching has influenced so many other investigators of
dream-problems, expressly admits this. We may ask, what are the nature
and composition of the remnants of normal psychic life which manifest
themselves in dreams? It is pretty generally acknowledged that the
reproductive faculty, the memory, seems to be the least affected in
dreams; it may, indeed, show a certain superiority over the same
function in waking life (see chapter I, B), even though some of the
absurdities of dreams are to be explained by the forgetfulness of
dream-life. According to Spitta, it is the sentimental life of the
psyche which is not affected by sleep, and which thus directs our
dreams. By sentiment (Gemut) he means "the constant sum of the emotions
as the inmost subjective essence of the man" (p. 84).
Scholz (p. 37) sees in dreams a psychic
activity which manifests itself in the "allegorizing interpretation" to
which the dream-material is subjected. Siebeck (p. 11) likewise
perceives in dreams a "supplementary interpretative activity" of the
psyche, which applies itself to all that is observed and perceived. Any
judgment of the part played in dreams by what is presumed to be the
highest psychical function, i.e., consciousness, presents a peculiar
difficulty. Since it is only through consciousness that we can know
anything of dreams, there can be no doubt as to its being retained.
Spitta, however, believes that only consciousness is retained in the
dream, but not self-consciousness. Delboeuf confesses that he is unable
to comprehend this distinction.
The laws of association which connect our
mental images hold good also for what is represented in dreams; indeed,
in dreams the dominance of these laws is more obvious and complete than
in the waking state. Strumpell (p. 70) says: "Dreams would appear to
proceed either exclusively in accordance with the laws of pure
representation, or in accordance with the laws of organic stimuli
accompanied by such representations; that is, without being influenced
by reflection, reason, aesthetic taste, or moral judgment." The authors
whose opinions I here reproduce conceive the formation of the dream
somewhat as follows: The sum of sensory stimuli of varying origin
(discussed elsewhere) that are operative in sleep at first awaken in the
psyche a number of images which present themselves as hallucinations
(according to Wundt, it is more correct to say "as illusions," because
of their origin in external and internal stimuli). These combine with
one another in accordance with the known laws of association, and, in
accordance with the same laws, they in turn evoke a new series of
representations (images). The whole of this material is then elaborated
as far as possible by the still active remnant of the thinking and
organizing faculties of the psyche (cf. Wundt and Weygandt). Thus far,
however, no one has been successful in discerning the motive which would
decide what particular law of association is to be obeyed by those
images which do not originate in external stimuli.
But it has been repeatedly observed that
the associations which connect the dream-images with one another are of
a particular kind, differing from those found in the activities of the
waking mind. Thus Volkelt (p. 15): "In dreams the ideas chase and seize
upon one another on the strength of accidental similarities and barely
perceptible connections. All dreams are pervaded by casual and
unconstrained associations of this kind." Maury attaches great value to
this characteristic of the connection of ideas, for it allows him to
draw a closer analogy between the dream-life and certain mental
derangements. He recognizes two main characteristics of "deliria": "(1)
une action spontanee et comme automatique de l'esprit; (2) une
association vicieuse et irreguliere des idees" * (p. 126). Maury gives
us two excellent examples from his own dreams, in which the mere
similarity of sound decides the connection between the
dream-representations. Once he dreamed that he was on a pilgrimage (pelerinage)
to Jerusalem, or to Mecca. After many adventures he found himself in the
company of the chemist Pelletier; the latter, after some conversation,
gave him a galvanized shovel (pelle) which became his great broadsword
in the next portion of the dream (p. 137). In another dream he was
walking along a highway where he read the distances on the kilometre-stones;
presently he found himself at a grocer's who had a large pair of scales;
a man put kilogramme weights into the scales, in order to weigh Maury;
the grocer then said to him: "You are not in Paris, but on the island
Gilolo." This was followed by a number of pictures, in which he saw the
flower lobelia, and then General Lopez, of whose death he had read a
little while previously. Finally he awoke as he was playing a game of
lotto. *(2)
* (1) An action of the mind spontaneous
and as though automatic; (2) a defective and irregular association of
ideas.
*(2) Later on we shall be able to
understand the meaning of dreams like these which are full of words with
similar sounds or the same initial letters.
We are, indeed, quite well aware that
this low estimate of the psychic activities of the dream has not been
allowed to pass without contradiction from various quarters. Yet here
contradiction would seem rather difficult. It is not a matter of much
significance that one of the depreciators of dream-life, Spitta (p.
118), should assure us that the same psychological laws which govern the
waking state rule the dream also, or that another (Dugas) should state:
"Le reve n'est pas deraison ni meme irraison pure," * so long as neither
of them has attempted to bring this opinion into harmony with the
psychic anarchy and dissolution of all mental functions in the dream
which they themselves have described. However, the possibility seems to
have dawned upon others that the madness of the dream is perhaps not
without its method- that it is perhaps only a disguise, a dramatic
pretence, like that of Hamlet, to whose madness this perspicacious
judgment refers. These authors must either have refrained from judging
by appearances, or the appearances were, in their case, altogether
different.
* The dream is neither pure derangement
nor pure irrationality.
Without lingering over its superficial
absurdity, Havelock Ellis considers the dream as "an archaic world of
vast emotions and imperfect thoughts," the study of which may acquaint
us with the primitive stages of the development of mental life. J. Sully
(p. 362) presents the same conception of the dream in a still more
comprehensive and penetrating fashion. His statements deserve all the
more consideration when it is added that he, perhaps more than any other
psychologist, was convinced of the veiled significance of the dream.
"Now our dreams are a means of conserving these successive
personalities. When asleep we go back to the old ways of looking at
things and of feeling about them, to impulses and activities which long
ago dominated us." A thinker like Delboeuf asserts- without, indeed,
adducing proof in the face of contradictory data, and hence without real
justification- "Dans le sommeil, hormis la perception, toutes les
facultes de l'esprit, intelligence, imagination, memoire, volonte,
moralite, restent intactes dans leur essence; seulement, elles
s'appliquent a des objets imaginaires et mobiles. Le songeur est un
acteur qui joue a volonte les fous et les sages, les bourreaux et les
victimes, les nains et les geants, les demons et les anges" * (p. 222).
The Marquis Hervey, *(2) who is flatly contradicted by Maury, and whose
essay I have been unable to obtain despite all my efforts, appears
emphatically to protest against the under-estimation of the psychic
capacity in the dream. Maury speaks of him as follows (p. 19): "M. le
Marquis Hervey prete a l'intelligence durant le sommeil toute sa liberte
d'action et d'attention, et il ne semble faire consister le sommeil que
dans l'occlusion des sens, dans leur fermeture au monde exterieur; en
sorte que l'homme qui dort ne se distingue guere, selon sa maniere de
voir, de l'homme qui laisse vaguer sa pensee en se bouchant les sens;
toute la difference qui separe alors la pensee ordinaire du celle du
dormeur c'est que, chez celui-ci, l'idee prend une forme visible,
objective, et ressemble, a s'y meprendre, a la sensation determinee par
les objets exterieurs; le souvenir revet l'apparence du fait present."
*(3)
* In sleep, excepting perception, all the
faculties of the mind intellect, imagination, memory, will, morality-
remain intact in their essence; only, they are applied to imaginary and
variable objects. The dreamer is an actor who plays at will the mad and
the wise, executioner and victim, dwarf and giant, devil and angel.
*(2) Hervey de St. Denys.
*(3) The Marquis Hervey attributes to the
intelligence during sleep all its freedom of action and attention, and
he seems to make sleep consist only of the shutting of the senses, of
their closing to the outside world; except for his manner of seeing, the
man asleep is hardly distinguishable from the man who allows his mind to
wander while he obstructs his senses; the whole difference, then,
between ordinary thought and that of the sleeper, is that with the
latter the idea takes an objective and visible shape, which resembles,
to all appearances, sensation determined by exterior objects; memory
takes on the appearance of present fact.
Maury adds, however, "qu'il y a une
difference de plus et capitale a savoir que les facultes intellectuelles
de l'homme endormi n'offrent pas l'equilibre qu'elles gardent chez
l'homme eveille." *
* That there is a further and important
difference in that the mental faculties of the sleeping man do not offer
the equilibrium which they keep in the waking state.
In Vaschide, who gives us fully
information as to Hervey's book, we find that this author expresses
himself as follows, in respect to the apparent incoherence of dreams: "L'image
du reve est la copie de l'idee. Le principal est l'idee; la vision n'est
pas qu'accessoire. Ceci etabli, il faut savoir suivre la marche des
idees, il faut savoir analyser le tissu des reves; l'incoherence devient
alors comprehensible, les conceptions les plus fantasques deviennent des
faits simples et parfaitement logiques" * (p. 146). And (p. 147): "Les
reves les plus bizarres trouvent meme une explication des plus logiques
quand on sait les analyser." *(2)
* The image in a dream is a copy of an
idea. The main thing is the idea; the vision is only accessory. This
established, it is necessary to know how to follow the progression of
ideas, how to analyse the texture of the dreams; incoherence then is
understandable, the most fantastic concepts become simple and perfectly
logical facts.
*(2) Even the most bizarre dreams find a
most logical explanation when one knows how to analyse them.
J. Starke has drawn attention to the fact
that a similar solution of the incoherence of dreams was put forward in
1799 by an old writer, Wolf Davidson, who was unknown to me (p. 136):
"The peculiar leaps of our imaginings in the dream-state all have their
cause in the laws of association, but this connection often occurs very
obscurely in the soul, so that we frequently seem to observe a leap of
the imagination where none really exists."
The evaluation of the dream as a psychic
product in the literature of the subject varies over a very wide scale;
it extends from the extreme of under-estimation, as we have already
seen, through premonitions that it may have a value as yet unrevealed,
to an exaggerated over-estimation, which sets the dream-life far above
the capacities of waking life. In his psychological characterization of
dream-life, Hildebrandt, as we know, groups it into three antinomies,
and he combines in the third of these antinomies the two extreme points
of this scale of values (p. 19): "It is the contrast between, on the one
hand, an enhancement, an increase of potentiality, which often amounts
to virtuosity, and on the other hand a decided diminution and
enfeeblement of the psychic life, often to a sub-human level."
"As regards the first, who is there that
cannot confirm from his own experience the fact that in the workings and
weavings of the genius of dreams, there are sometimes exhibited a
profundity and sincerity of emotion, a tenderness of feeling, a
clearness of view, a subtlety of observation and a readiness of wit,
such as we should have modestly to deny that we always possessed in our
waking life? Dreams have a wonderful poetry, an apposite allegory, an
incomparable sense of humour, a delightful irony. They see the world in
the light of a peculiar idealization, and often intensify the effect of
their phenomena by the most ingenious understanding of the reality
underlying them. They show us earthly beauty in a truly heavenly
radiance, the sublime in its supremest majesty, and that which we know
to be terrible in its most frightful form, while the ridiculous becomes
indescribably and drastically comical. And on waking we are sometimes
still so full of one of these impressions that it will occur to us that
such things have never yet been offered to us by the real world."
One might here ask oneself: do these
depreciatory remarks and these enthusiastic praises really refer to the
self-same phenomenon? Have some writers overlooked the foolish and
others the profound and sensitive dreams? And if both kinds of dreams do
occur- that is, dreams that merit both these judgments- does it not seem
idle to seek a psychological characterization of the dream? Would it not
suffice to state that everything is possible in the dream, from the
lowest degradation of the psychic life to its flight to heights unknown
in the waking state? Convenient as such a solution might be, it has this
against it: that behind the efforts of all the investigators of dreams
there seems to lurk the assumption that there is in dreams some
characteristic which is universally valid in its essential features, and
which must eliminate all these contradictions.
It is unquestionably true that the mental
capacities of dreams found readier and warmer recognition in the
intellectual period now lying behind us, when philosophy rather than
exact natural science ruled the more intelligent minds. Statements like
that of Schubert, to the effect that the dream frees the mind from the
power of external nature, that it liberates the soul from the chains of
sensory life, together with similar opinions expressed by the younger
Fichte * and others, who represent dreams as a soaring of the mind to a
higher plane- all these seem hardly conceivable to us today; they are
repeated at present only by mystics and devotees. *(2) With the advance
of a scientific mode of thought a reaction took place in the estimation
of dreams. It is the medical writers who are most inclined to underrate
the psychic activity in dreams, as being insignificant and valueless;
while philosophers and unprofessional observers- amateur psychologists-
whose contributions to the subject in especial must not be overlooked,
have for the most part, in agreement with popular belief, laid emphasis
on the psychological value of dreams. Those who are inclined to
underrate the psychic activity of dreams naturally show a preference for
the somatic sources of excitation in the aetiology of the dream; those
who admit that the dreaming mind may retain the greater part of its
waking faculties naturally have no motive for denying the existence of
autonomous stimulations
* Cf. Haffner and Spitta.
*(2) That brilliant mystic, Du Prel, one
of the few writers for the omission of whose name in earlier editions of
this book I should like to apologize, has said that, so far as the human
mind is concerned, it is not the waking state but dreams which are the
gateway to metaphysics (Philosophie der Mystik, p. 59).
Among the superior accomplishments which
one may be tempted, even on a sober comparison, to ascribe to the
dream-life, that of memory is the most impressive. We have fully
discussed the by no means rare experiences which prove this superiority.
Another privilege of the dream-life, often extolled by the older
writers- namely, the fact that it can overstep the limitations of time
and space- is easily recognized as an illusion. This privilege, as
Hildebrandt remarks, is merely illusory; dreams disregard time and space
only as does waking thought, and only because dreaming is itself a form
of thinking. Dreams are supposed to enjoy a further advantage in respect
of time- to be independent of the passage of time in yet another sense.
Dreams like Maury's dream of his execution (p. 147 above) seem to show
that the perceptual content which the dream can compress into a very
short space of time far exceeds that which can be mastered by our
psychic activity in its waking thoughts. These conclusions have,
however, been disputed. The essays of Le Lorrain and Egger on The
Apparent Duration of Dreams gave rise to a long and interesting
discussion, which in all probability has not yet found the final
explanation of this profound and delicate problem. *
* For the further literature of the
subject, and a critical discussion of these problems, the reader is
referred to Tobowolska's dissertation (Paris, 1900).
That dreams are able to continue the
intellectual activities of the day and to carry them to a point which
could not be arrived at during the day, that they may resolve doubts and
problems, and that they may be the source of fresh inspiration in poets
and composers, seems, in the light of numerous records, and of the
collection of instances compiled by Chabaneix, to be proved beyond
question. But even though the facts may be beyond dispute, their
interpretation is subject to many doubts on wider grounds. *
* Compare Havelock Ellis's criticism in
The World of Dreams, p. 268.
Finally, the alleged divinatory power of
the dream has become a subject of contention in which almost insuperable
objections are confronted by obstinate and reiterated assertions. It is,
of course, right that we should refrain from denying that this view has
any basis whatever in fact, since it is quite possible that a number of
such cases may before long be explained on purely natural psychological
grounds.
Table of
Contents
THE SCIENTIFIC LITERATURE OF DREAM-PROBLEMS (UP
TO 1900)
The Relation of the Dream to the Waking State
The Material of Dreams- Memory in Dreams
Dream-Stimuli and Sources
External sensory stimuli
Internal (subjective) sensory stimuli
Internal (organic) physical stimuli
Psychic sources of excitation
Why Dreams Are Forgotten After Waking
The Psychological Peculiarities of Dreams
The Ethical Sense in Dreams
Dream-Theories and the Function of the Dream
The Relation between Dreams and Mental
Diseases
ADDENDUM 1909
ADDENDUM 1914